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BASIC RESEARCH REPORT
The Bug in
the Bomb:
The Impact
of the Year 2000 Problem on
Nuclear Weapons
(Part 2)
Y2K
and Nuclear Weapons:
Systems within Systems within Systems
The pervasiveness of
Y2K problems applies to nuclear arsenals as well as conventional
weaponry. No nuclear power can plausibly declare itself to be
immune to Y2K-induced failures in key systems. Simply put, there
is no conclusive technical evidence that the Millennium Bug is
unique to the United States’ nuclear arsenal and Strategic
Command (STRATCOM). In principle, the century change has the
potential to undermine force readiness and nuclear safety for
France, India, Israel, Pakistan, the Peoples’ Republic of China,
Russia, the United Kingdom, and the United States. For instance, a
recent report by the Russian "State Communications
Committee" and Russian Foreign Ministry stated that possible
disruptions could happen in computer systems for Russian defense
forces, and that about 51,000 of the more than 96,000 computers in
Russia will be susceptible to disruptions at the turn of the
century.13
Specifically, the report estimated that half of the 50 operating
systems and 100 software programs used by Russian government
structures are facing serious problems due to the Millennium Bug.
Additionally, the British Ministry of Defense (MOD) has been
implementing its own extensive Y2K remediation plan since
September 1997.
There is a popular
misconception that nuclear weapons are somehow simpler or more
streamlined in their production and deployment than conventional
systems. In reality, the fielding of a capable nuclear arsenal is
a complex and enormous task requiring several interdependent
steps, each of which in turn depends upon its own network of
computer and IT systems. All steps in the design, production,
maintenance, testing, deployment, and dismantlement of nuclear
weapons must be examined for Y2K compliance. Within each of these
separate program areas there exists a multitude of bureaucratic
organizations and computer-based technologies, including
everything from databases and payroll services to flight testing
and launch control.
For instance, starting
at the "systems of systems" or macro vantage point, the
entire nuclear weapons complex and the sum total of its
procedures, software, and hardware can be viewed as one gigantic
"system," within which is nested entire organizations
such as Sandia National Laboratories in Albuquerque, New Mexico,
the Minuteman III (MM III) missile wing in Minot, North Dakota,
and the North American Aerospace Defense Command (NORAD) in
Colorado. Moving one step lower on the ladder, we can list
individual systems within these organizations, such as the launch
control facilities for missile or bomber wings, or the testing
facilities at Sandia, or entire nuclear weapon and delivery
systems such as Trident I-II submarines, B-52 bombers, B-2
bombers, MX/Peacekeeper Intercontinental Ballistic Missiles
(ICBMs), and Minuteman III ICBMs. Descending one step lower again,
one finds weapons or laboratory "subsystems," such as
warheads, missiles, planes, and individual maintenance and testing
tools, such as the advanced and newly-acquired IBM computers that
will be utilized by the Department of Energy (DoE) for simulating
nuclear explosions.
Finally, each of these
subsystems can be viewed as an entire system within itself. For
instance, missiles can hold numerous reentry vehicles that contain
the nuclear warheads, along with components that determine
trajectory and environmental conditions. Of particular concern for
Y2K are the "Ballistic Reentry Body Programmers" and
"Missile Warhead Programmers," which rely on ‘User
Input’ functions in regard to mission timing, flight profiles,
fuzing options (for arming of the warhead), and "command
disables." These devices manage all other warhead subsystems
and functions, such as radar, telemetry, Environmental Sensing
Devices (ESDs) (which determine the correct environmental
conditions for warhead explosion, including trajectory and
acceleration), and Permissive Action Links (PALs) (which ensure
that only authorized personnel can transport, arm, launch, or
dismantle a weapon). The Reentry Body Programmers and Warhead
Programmers process data utilizing microprocessors, and it is not
clear that these "embedded systems" are free of Y2K
errors.14
For ICBMs, moving down
to the level of the smallest "intelligent" subsystem
eventually leads to individual components such as the Minuteman
III and Peacekeeper "Missile Electronic and Computer
Assemblies" that monitor telemetry for "guidance
sets." These computer assemblies determine the trajectory and
location of the weapons system by utilizing time-based
calculations, and these mathematical operations may include
the year, month, and day in determining their final solution.15
Also pertinent are
embedded chips that keep track of missile maintenance schedules.
Most missiles have subsystems designed to record information about
the monthly or yearly servicing of various components, and these
chips can block military operations if an unacceptable amount of
time has passed since the last maintenance check. Robin Guenier,
former-Executive Director of the UK government’s "Taskforce
2000," has admitted that both American and UK military
officials are worried about the Y2K vulnerabilities of these
chips. It is possible that the interpretation of "00" as
"1900" will trick the embedded system into thinking that
the last maintenance was almost a century in the past, thereby
rendering the missile inoperable.16
For the purpose of
assessing the effects of Y2K, one should also look at the level of
specific missions. This includes multiple and diverse
systems performing the entire range of operational tasks. As
mentioned above, the DoD has the eventual goal of mission-level
testing to verify the seamless integrated performance of diverse
military systems under real-time conditions. It is unclear,
however, when such tests will be performed on nuclear systems.
It would also be
worthwhile to assess groupings of support programs for each
individual system. For instance, under the purview of the DoD, the
DoE is conducting several non-Y2K-related programs to modernize,
re-fit, and maintain nuclear warheads and their complex array of
sub-components. Alterations and modifications are underway on
almost all warhead types, involving the entire range of DoE
installations. For example, there are currently 384 W-88 warheads
deployed on Trident II (D-5) missiles. Several W-88s in the
reserve stockpile are being utilized in hydrodynamic tests and
stockpile surveillance testing, with limited re-manufacturing of
"pits" being scheduled at Los Alamos in FY2001. In
addition, the MX/Peacekeeper missile relies on W87 warheads, of
which 500 are currently deployed and 25 are in reserve. The W87 is
slated for a Life Extension Program to add enhancements for
structural integrity, including a series of annual hydrodynamic
tests, various laboratory tests, standard stockpile-surveillance
tests, and ground-based "Retrofit Evaluation" tests for
eventual placement on the MM III.
In a similar vein,
various components or designs are also being modified and improved
for warheads used on B-52H bombers (the B84), Air-Launched and
Advanced Cruise Missiles on the B-52 bomber (W80-1/ALCM and
W80-1/ACM), Submarine-Launched Cruise Missiles (W80-0/SLCM),
Minuteman III missiles (W78 and W62), the B61-7 and B61-11 gravity
bombs for strategic and tactical delivery vehicles, and the
B61-4/5/10 gravity bombs for the F-15E, F-16, and F-117 delivery
vehicles.17
This multifaceted and interdependent network of testing,
re-manufacturing, retrofitting, and storage relies on information
systems and other computer programs that are potentially
vulnerable to the Millennium Bug. A similar grouping of support
programs can probably be produced for almost every major weapons,
communications, or logistics system under the Pentagon. This
demonstrates the scope of Y2K’s effects on national security.
As a final example,
consider the inherent complexity of the international network of
Command, Control, Communications, and Intelligence systems (C3I).
The United States’ ability to monitor Russia's daily nuclear
activities, detect missile launches at sea or on land, observe
invasion of airspace by strategic bombers, and track the flight
and delivery of warheads is based upon a highly interdependent
conglomeration of radar arrays, satellites, communications
networks, and data processing stations.18
For instance, the
TRW-built Defense Support Program (DSP) satellites have been the
space-based backbone of NORAD’s Tactical Warning and Attack
Assessment system since the 1970s, allowing immediate detection of
missile launch. These space-borne sensors depend on receivers and
computer networks on the ground in much the same way as the more
well-known network of Global Positioning System (GPS) satellites.
Information transmitted by these satellites cannot be processed,
integrated, and relayed to the relevant personnel without
functioning computer systems at both ends. The prevalence of Y2K
problems in the Navy’s receivers and processing systems for GPS
(see "The Current State of Y2K Programs Inside the
Pentagon" on p. 20) raises serious questions about DSP
early-warning satellite systems. Similar questions can also be
asked about data processing and reception stations that support
the Ballistic Missile Early Warning System ground-based radars (BMEWS)
in the United Kingdom and Greenland, the radar lines in Alaska and
elsewhere, the Navy’s Precision Acquisition of Vehicle
Entry-Phased Array Warning System (PAVE PAWS) arrays in Cape Cod,
the newly-developed Milstar communications system (comprising
satellites and mobile ground terminals), and all communications
systems under the Minimum Essential Emergency Communications
Network (MEECN) and the Ground-wave Emergency Network (GWEN).
In an article on Y2K
and its possible effects on nuclear systems, especially C3I,
nuclear expert John Pike of the Federation of American Scientists
has noted that:
In principle, the
STRATCOM and USSPACECOM operating environments, as well as those
of supporting intelligence activities, represent discrete
highly-visible mission-critical implementations which are
obvious candidates for robust Y2K compliance. In practice, this
strategic nuclear warfighting infrastructure is a vast
system-of-systems that constitutes the single most complex
automated information system currently in existence. . .19
According to Pike,
strategic bombers and other systems are now dependent on and
tied-into the Global Command and Control System (GCCS), a recent
policy initiative that may complicate Y2K remediation efforts even
as it allows simpler coordination of different services’ weapons
and warfighting plans.
This technical and
organizational complexity is exacerbated by the "launch on
warning" force posture maintained by the US and Russia. This
policy requires that nuclear weapons be launched after the first
indication of an attack but before the impact of enemy warheads on
US (or Russian) territory. The window for action under this
posture is extremely brief: 25-30 minutes for strategic ICBMs and
roughly 15 minutes or less for forward-deployed submarine weapons
(SLBMs). The US posture is driven by STRATCOM's requirement for a
response to a Cold War-type "massive attack" scenario,
and by policies of first use and flexible response. In various
scenarios, each of these policies can require the preemption of
enemy nuclear weapons with highly accurate counterforce nuclear
strikes. Depending on the option selected from the Single
Integrated Operational Plan (SIOP), US nuclear weapons might be
expected to take out hundreds of industrial, conventional
military, and nuclear targets. Russia has recently adopted the
same operational stance, although the declining condition of its
arsenal sharply limits its capabilities.
At present, the US
guards against human and technical C3I errors by requiring
multiple sources of verification for a suspected nuclear attack,
and by making communications systems highly redundant. Judgements
on the likelihood of an attack in progress require positive data
from different organizations and technologies, including at least
one infrared satellite (verified by receiving station crews in
Australia, Colorado, or Europe, in addition to the commander of
NORAD), ground crews for at least one radar array (such as BMEWS
or PAVE PAWS), and positive ratings from intelligence officers
monitoring political and military events in the days running up to
the potential attack. This covers the "intelligence" or
surveillance side of C3I. In regard to communications, entire
systems exist for each leg of the nuclear Triad, and none of the
armed services depends on only one system for the sending and
receiving of information. Finally, in regard to command and
control, the pre-delegation of launch authority allows the US to
maintain command in the event of C3I "decapitations" in
a surprise nuclear attack. If, for instance, the central political
authorities and Joint Chiefs were to be taken out in a nuclear
strike, lower military officials with prior authorization can give
a targeting plan (selected from the extant SIOP), a coordinating
reference time, authorization for launch, and unlock codes for
PALs.20
Despite these
redundancies, the breakdown of even a few components in the C3I
network could cause partial early warning blackouts that would
severely truncate the decision time available to political leaders
and military officials. For instance, the failure of some or all
of the ground receivers and data processing stations for the
Defense Support Program (DSP) satellites could cause an inability
to detect missile launch at the source, in which case the first
signals of an attack would be provided by ground-based radar
networks such as BMEWS and PAVE PAWS.21
This late detection would cut decision times by five to ten
minutes. As all data retrieval, processing, analysis, and
interpretation are to be concluded by NORAD in the first 10
minutes of an incoming nuclear strike, (to give political and
military leaders at least 10-15 minutes to consider and
disseminate launch orders), any delay could, theoretically, be
disastrous.22
Alternatively,
infrared satellites might continue to operate while one or more
radar fields shut down in response to Y2K errors. If a missile
attack occurred in the corridor covered by a BMEWS radar array
that failed due to Y2K problems, for example, officials would be
hard-pressed to verify the initial launch evidence given by DSP
satellites. Data sources would then include only the first
indications of attack by satellite, prior intelligence indications
of preparatory military maneuvers, and the explosion of one or
more warheads on US territory. This would represent a seriously
unstable and potentially catastrophic development under a
"launch on warning" regime, for several reasons. First,
pre-launch intelligence is notoriously faulty and deficient. Many
Soviet alert periods were missed entirely by the CIA in the
1960s-90s, and Russian wargames sometimes generated fears of real
attack when no immediate threat existed. Second, DSP satellites
often malfunction or temporarily black out for non-Y2K-related
reasons, such as unusual solar activity. Y2K-related failures
exacerbate this problem. Third, erroneous DSP satellite data
already frequently lead to the US military raising its alert
status. In hundreds of cases, the director of NORAD has called
"missile event conferences" involving military
commanders, only to be dropped after further evidence from radar
arrays or strategic intelligence showed the DSP satellite data to
be false or misleading.23
Finally, even if all
pieces of the C3I puzzle operate according to technical and
organizational specifications, there is still surprisingly little
that can be said about the nature and scope of a nuclear attack.
In spite of this vast network of sophisticated hardware and
software, C3I expert Bruce Blair has concluded that, during the
Cold War, launch on warning:
compelled
authorities to decide whether to retaliate and against which
targets within a very short time and without a clear picture of
the provocation. NORAD could not have accurately determined the
number of incoming nuclear warheads, their specific targets, the
objectives of the attack, the yield and height of bursts, or the
resultant civil and military damage. Nor could NORAD, or
anyone else, have distinguished a deliberate attack from an
unauthorized one.24
The potential
seriousness of Y2K-related failures in this vast ‘system of
systems’ was demonstrated by a 1993 simulated test by NORAD
personnel. Out of curiosity, the technicians rolled the dates up
to 1 January 2000. The result: total system blackout.25
The DoD’s Program of Action:
Methods for Correcting Potential Bugs
The guidelines
governing Y2K efforts can be described in terms of a five-phase
classification system established by the Assistant Secretary of
Defense for C3I, Emmett Paige Jr., in the "DoD Year 2000
Management Plan" initially released in April 1997. According
to the OASD (C3I), the entire process of remediation was to follow
five clearly demarcated management phases, all of which are still
in use. They are:
(I) Awareness of
the Problem (i.e., education of all officers, private
contractors, and in-house technicians on the seriousness and
nature of the Y2K bug).
(II) Assessment
of Systems. All IT networks, integrated computer systems,
individual weapons systems, sub-system components, and
systems’ software must be assessed, all the way down to the
level of computer chips and individual lines of code. Any and
all such systems must be assessed for "Y2K
compliance," i.e., their ability to withstand the change of
critical dates before, during, and after the year 2000. Also
during this phase, each service is to identify its
"mission-critical" systems, defined as those systems
"whose degradation would cause a loss of core
capability."26
(III) Renovation.
The identified problems are to be independently fixed at the
lowest level of physical or operational existence, that is, at
the level of an isolated weapons system, component, etc. Only
"mission-critical" systems, devices, or software are
to be renovated. Also, renovation may include the early
retirement of older systems for which the remaining lifespans do
not justify the projected Y2K repair costs.
(IV) Validation.
Systems are certified as Y2K compliant as a result of stringent
and comprehensive tests, as laid out in a checklist of
activities adopted for use by each service and agency. Again,
this testing starts at the level of the individual system or
subsystem, with compliance being certified by the lowest
officers/managers in charge, after which certification is
widened to include interfaces with other weapons and IT
networks.27
(V) Implementation.
Finally, all systems are certified as fully operational, both in
terms of independent performance and in required interactions
with the systems of other departments or services. Complete
force readiness and "interoperability" are not fully
certified until this phase is carried out without difficulty.28
In short, the original
DoD "Year 2000 Management Plan" provided "the
overall DoD strategy and guidance for inventorying systems,
prioritizing systems [for renovation], retiring systems, and
monitoring progress."29
In general, the checklists include:
whether the
system successfully processes data containing dates in the
twentieth and twenty-first centuries . . .whether the system
accurately recognizes and processes the year 2000 as a leap year
. . . and whether the DoD Component has identified external
system interfaces and the type of date fields used by the
[external] system [i.e., whether ‘interoperability’ has been
established].30
Finally, under the
Management Plan, each DoD organizational component is
"required to report quarterly to the Assistant Secretary of
Defense (ASD) for C3I the Y2K status of their mission-critical
systems." The ASD (C3I) in turn summarizes these reports and
provides the results to the President through the Office of
Management and Budget (OMB).31
William Curtis, the
recently-appointed "Special Assistant for Year 2000" in
the OASD (C3I), gave the following summary of this overall
approach to Congress on 10 June 1998:
Systems-centric
testing addresses individual systems. Functional-centric testing
assures both Y2K compliant systems and functional effectiveness
by end-to-end testing of DoD functional activities (accounting
and finance, etc.). Mission-centric tests assure end-to-end
performance of systems and interfaces to maintain the mission
effectiveness of U.S. forces. . . .[Functional evaluation] . . .
includes a combination of interoperability and laboratory
testing across components, departments, and where feasible, NATO
and allies. The nuclear community is a good example of
collaboration to develop an end-to-end evaluation of the nuclear
C4I system of systems. The process will demonstrate
interoperability from sensor to shooter.32
While all of this
seems impressive and orderly, there have been severe problems with
the Pentagon’s Y2K process from the beginning. Early
difficulties were reflected in critical reports by the House
Committee on Government Reform and Oversight. Representative
Stephen Horn, chair of the Committee's Subcommittee on Government
Management, Information, and Technology, gave the DoD’s Y2K
efforts "F" and "D" grades in February and May
1998 because of the numerous program delays and reports of
mismanagement.33
The bad grades
apparently did little to improve the Pentagon's programs. On 5
June 1998, the DoD Inspector General’s office (DoDIG) completed
and published a highly critical audit of DoD methods of
remediation. The purpose of the audit was to "determine
whether the year 2000 certification process is adequate to ensure
that mission-critical technology systems will continue to operate
properly after the year 2000" and to evaluate "the year
2000 certification process" through a random sample of
systems already certified as compliant by the individual managers
in charge.34
The audit uncovered
two separate but related problems in DoD implementation of the
Management Plan. First, many systems were certified as compliant
when in fact no adequate justification for such assertions
existed. The Inspector General (IG) estimated that only 109 of the
430 systems reported as compliant by November 1997 were in fact
adequately validated according to the five-phase process. Three of
the 22 systems in the sample for which a completed and signed
checklist was provided were not in fact fully certified through
testing, even though renovation probably had been completed. Two
of the 22 systems had not even reached the validation phase. In
addition, 14 examples in the 83 point sample taken by the IG
"were inspected without testing (such as a manual review of
the system’s software code);" seven of the 83 systems were
considered Y2K compliant based on a statement from another
organization; and 30 systems were labeled compliant without any
inspection, testing, or statement from another source.35
These
inconsistencies were in turn traceable to a second problem: the
ambiguity of definitions and procedures outlined by the first
version of the Management Plan. For instance, validation through
testing was not actually required before a lower manager certified
a system; the only real requirement was that the manager sign the
slip. This left much to the individual discretion of officials
directly overseeing the Y2K renovations. Also, the "oversight
requirements or processes" for the OASD (C3I) were not
clearly defined, including the rights and duties of the Assistant
Secretary in regard to DoD organizational components actually
carrying out the certification process.36
As a result there have
been many dubious reports of progress made to the President’s
Office of Management and Budget (OMB) and Congress in the past,
even though the specificity and rigor of reporting requirements
and the visibility of the OASD (C3I) in the whole process has been
on the rise.37
(See "The Current State of Y2K Programs Inside the
Pentagon," p.20.)
This ambiguity even
extends to the central concepts and terms utilized in the Y2K
remediation community, including statements given to DoD project
managers by private vendors. In practice, it has been hard to
determine precisely what is meant by the terms
"certification," "compliance,"
"system," "subsystem," and
"mission-critical."38
For instance, in regard to the definition of
‘systems’ and their required placement on the DoD’s shared
Y2K database, the OASD (C3I) attempted to clarify the issue in
August 1998 by stating that:
. .
.mission-critical systems, migration systems, legacy systems,
systems with an annual operating budget over $2 million, and any
system that interfaces with the previous criteria must be
reported to DIST [Defense Integrated Support Tools database].
All other systems must be accounted for in a ‘one-line
entry’ to the ASD/C3I office.39
However, this
description still skirts the basic issue of what constitutes a
system. At what point does the hardware, firmware, and
software of one (sub)system end and another begin? It is still not
clear that a succinct technical answer has been provided, although
such ambiguity may exist simply because every ‘system’ is so
unique that no general criteria can be offered for identification.
In addition, there has
been much uncertainty about the criteria for naming a system
"mission critical."40
As the Y2K program has proceeded, many such systems have
disappeared from the central database, not because of successful
completion of the five managerial phases and final certification,
but because they were re-identified as "non-critical" to
DoD "core capabilities." Thus, DoD "progress"
has in many ways been predicated on a reshuffling of cards rather
than on completion of Y2K technical objectives. In addition, the
GAO noted in an April 1998 report that "[the Pentagon] is
spending limited resources fixing nonmission-critical systems even
though most mission-critical systems have not been
corrected."41
GAO representative
Keith Alan Rhodes recently gave the following summary of the
confusion surrounding the term "Y2K compliance:"
What I would say
is that the data that are out there are suspect. The numbers
that are presented are not uniform. We are – in the General
Accounting Office we’re having trouble finding clear
definitions . . . Compliance – you say tomato, I say tomato.
There’s a great deal of people who say four things you can
hear from a vendor. One you probably will never hear, and that
is ‘certified Y2K compliant’. . . .Second point would be
just ‘Y2K compliant.’ That’s going to come to you from the
General Counsel [of the DoD]. And it will be a large document,
and I promise you you won’t understand it when you’re done.
Third thing’s ‘Y2K ready.’ I have no idea what that means.
The fourth one is, we don’t foresee a problem; and if you have
one, call us.42
In this vein, one of
the faulty practices of project managers has been to rely on
statements from private vendors as to the "compliance"
of chips, software, and operating systems. A February audit report
from the DoDIG highlighted this issue, arguing "Because
vendor claims on the compliance of commercial off-the-shelf
products can be incomplete or erroneous, the information may have
little real value to system management and technical staff."43
These practices may now have been significantly curtailed under
the new programs initiated by the OASD (C3I) and the OSD. (See
"The Current State of Y2K Programs Inside the Pentagon"
on p. 20.)
The Original Management and Organizational Structure of the Y2K
Program
The lax technical and
managerial practices described in the preceding section were
probably inevitable given the initial organizational response to
the issue. Early in the Y2K process, it was decided to combine
centralized management (in reality, a minimum of central
coordination) with decentralized implementation of Y2K assessment
and repair work. Furthermore, these localized efforts were to be
funded entirely out of existing funds for each weapons system, IT
network, and department. This undermined any feelings of urgency
on the part of local managers. Officers were in effect implicitly
encouraged to continue their focus on currently-funded
modernization projects even as the existing systems being
"improved" were in danger of collapse due to the Y2K
problem.44
For the local officer making a decision on the diversion of funds,
to increase dramatically Y2K remediation efforts was to take funds
directly from ongoing projects. This is not likely to happen in
the absence of a clear and concise top-down order by superior
officers or by the OSD itself.
Finally, although this
funding approach has worked well for systems undergoing upgrades
through new modernization funding, it has not benefited systems
with standard maintenance funds allotted in the FY1997 and 1998
budgets, nor has it always provided the necessary funds for
conducting interface or "systems of systems" testing.45
For instance, the Defense Science Board concluded in
February 1998 that all of the Commanders in Chiefs (CINCs) were
"heavily dependent on the Y2K activities by the Services and
agencies in order for the CINCs to meet their mission
requirements," and that the CINCs’ own budgets for ensuring
"adequate interface and interoperability testing" were
too small for the task at hand. This judgement applied to the
nuclear forces under STRATCOM as well as to the more visible
conventional forces under regional CINC control.46
Funding was not the
only difficulty. The original management style led to a poorly
integrated effort with little information sharing between services
and agencies, even when clear cases of cross-agency computer
systems integration could cause vulnerabilities to the Y2K bug.47
The only point of coordination was the Defense
Integrated Support Tools (DIST) database, where entire systems
were listed on the web. On a regular basis, the status of
systems’ progress was to be updated and shown in terms of the
above five categories (awareness, assessment, renovation,
validation, and implementation), thereby allowing each service or
organizational unit to view related developments in other areas.
Most importantly, DIST was to summarize any and all
"interfaces" between the system in question and other
software or hardware, both within the service and between
services. This was supposed to indicate to individual project
managers all potential points of vulnerability that would
eventually have to be addressed on a cross-system or
"integrated" basis.48
However, according to
the GAO and the DoD Inspector General’s office, DIST did not
always meet these goals.49
For instance, in the case of the Navy, the GAO found that "Of
819 mission-critical systems in the database, 6 systems failed to
identify which stage of remediation they were in, 23 did not
provide the name of the system or describe its function; and 118
failed to show an expected compliance date."50
In fact, DIST generally had a high level of "duplicate,
outdated, and erroneous information," according to various
DoD Component and service-level Year 2000 teams, and the number of
systems on DIST for each service often differed from the
services’ own independent estimates by hundreds of systems.
According to the GAO, the Army did not "trust the data in
DIST" and would continue to rely on its own database, a
practice that continues to this day.51
The GAO’s general assessment by August 1997 was that:
Many systems in
DIST do not have complete status and descriptive information.
Each entry in DIST is supposed to include over 140 data
elements, such as name, size, system manager, software,
hardware, and interfaces. But for many systems, managers
responsible for the systems have merely entered
‘placeholder’ information, that is, the bare minimum of
information required to get the system into the database. In
some cases, this may mean that only the system name appears in
the database. . . .[For instance] 55 percent of the migration
systems did not identify interfaces with other systems, 77
percent did not disclose the computer installations where the
system operated, 68 percent did not indicate the computer
hardware on which the system operated, 61 percent did not
disclose the system software, and 26 percent did not identify
the organization responsible for the system.52
Finally, in line with
the decentralized nature of Y2K remediation, data sharing
arrangements between organization components failed to take a DoD-wide
or "system of systems" level of analysis. The DoD
Inspector General’s office found that detailed information on
the "validation," or testing stage, was especially
lacking. This is a major fault given the fact that project
managers are tasked to augment their independent system tests with
simulations or live exercises involving other "external"
systems.53
As the DoDIG argued in February 1998:
The Y2K testing
information shared on the Internet is tailored for individual
DoD Component requirements and is not organized for implementing
Y2K solutions from an overall DoD perspective. Additionally, it
is difficult for DoD Component personnel to locate relevant and
accurate Y2K test-related information.54
Whatever its faults,
this method of information sharing was dismantled on early
February 1998. The National Security Agency (NSA) decided that the
listing of contact points between systems was an open
advertisement of the Pentagon’s potential and real security
vulnerabilities, possibly laying the groundwork for
"information terrorism" or state-led efforts to cause
havoc in US systems.55
For this reason, the NSA classified DIST top secret,
severely limiting access by those local personnel (private
contractors and lower-ranking officers) most in need of
information on systems’ exposure to other devices or software
outside their own immediate area of responsibility. Any incomplete
cross-department remediation efforts being carried out by staff
without top secret clearance were effectively halted in midstream.
The Navy was the
hardest hit of all, as it had total dependence on DIST for crucial
information on both its own progress and the status of other
services’ efforts.56
In effect, the classification of DIST destroyed what little
integration and coordination had been achieved between and within
services. This increased the disconnected nature of Y2K program
management and implementation. As late as June 26, the Defense
Information and Electronics Report was stating that "the
intentionally vague information contained in the new [highly
classified] database, combined with the limited access being
offered to the services and agencies, vexes some Y2K workers, who
can no longer look to OSD for help ascertaining the status of
systems with which they interface."57
In a June 29 audit, the DoDIG argued that "Currently, DoD has
no viable repository of year 2000 information that DoD managers
can use for tracking, reporting, monitoring, and overseeing DoD
year 2000 compliance efforts."58
It is perhaps because
of the additional burden caused by the DIST reclassification that
six key officials left the OASD (C3I) in February 1998, although
none have aired any overt and explicit complaints in public. The
lengthy list included Anthony Valletta, acting Assistant Secretary
of Defense (C3I); Cynthia Rand, principal director for information
management under Valletta; ASD (C3I) Information Technologies (IT)
director Sam Worthington; Daniel Grulke, director for plans and
systems integration at OASD (C3I); James Soos, deputy ASD (C3I);
and Dennis M. Nagy; director of C4I integration support activity.59
All of these departures were planned or announced in the weeks
surrounding the distribution of a key memo instructing DoD
Components to regard all information on DIST as
"Secret."
This exodus was
particularly odd in the case of Cynthia Rand, as a year earlier
she gave a glowing report of her responsibilities and mission at
the OASD (C3I). In a 3 March 1997 interview, she said that
"[Y2K] keeps me awake at night . . . But you’ve got to
understand that’s a professional high and excitement for
me." She also added that "I want to be directly involved
. . . in priority projects or initiatives in any job I take."60
Upon early retirement, Rand stated simply that she
"could not pass up" the $25,000 buy-out plan of the DoD.61
Valletta cited his
long service record and need to make room for new blood. No public
statements were given by the other four officials upon leaving
their offices.62
These sudden and almost simultaneous departures led the
Information Technology Association of America (ITAA) to remark
that "No one is well placed to make decisions. You can’t
have GS 14 and 15s running around getting this job done in a big
agency like DoD."63
"The
Bug in the Bomb" continued
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