MAY
1998 • NUMBER 26 • ISSN 1353-0402
Eastern Europe's
Arsenal on the Loose: Managing Light Weapons Flows to
Conflict Zones
By Abdel Fatau Musah and Robert
Castle, Consultants
For many years, Central and Eastern
Europe has been a major source of licit and illicit light weapons
transfers to the developing world.1 Both legal and
covert transfers of light weapons to client states and insurgent
groups were a key strategy of the Cold War proxy battles
orchestrated by the competing blocs. During that period, vast
quantities of Central and Eastern European light weapons were
transferred to the developing world. While the security
environment has changed dramatically since the end of the Cold
War, transfers of light weapons continue unabated.
The stores of light weapons that
have accumulated in Central and Eastern Europe since the 1950s are
now coming back to haunt both supplier and recipient states by
escalating conflicts and fuelling banditry. Both economic and
political factors are contributing to the light weapons crisis,
including:
- Lax controls. The breakdown of
state structures has resulted in the weakening of state
control over weapons production and import/export systems. In
this power vacuum, a plethora of non-state actors have
emerged, including brokers, criminal groups, and privatised
factories. These actors further limit the state's ability to
control weapons transfers.
- High demand. The proliferation
of intra-state conflicts has produced a high level of demand
for weaponry, especially light weapons.
- Cascading. Competition for
membership in western politico-military alliances is fuelling
new weapons purchases. As states in the region attempt to
modernise their arsenals, financial need may prompt a
"cascading" of older weapons to countries of
instability.
- Economic strain. The collapse of
civilian economies in many areas has left domestic arms
industries as one of the most profitable and competitive
sectors. As a result, new emphasis is being placed on weapons
exports.
Light weapons have become a
stumbling block to global security. The easy availability of light
weapons frustrates negotiations, exacerbates tensions and
contributes to the spreading of low intensity conflicts. Yet,
despite the well-documented dangers of these unrestrained light
weapons flows, to date, the North Atlantic Treaty Organisation
(NATO) and the Organisation for Security and Co-operation in
Europe (OSCE) have devoted minimal time and resources to curbing
these transfers. As the primary institutions responsible for
security in Europe, it is critical that they develop appropriate
transparency, oversight and control programmes to control light
weapons. These should developed in concert with related efforts
being undertaken by the United Nations, the Group of Eight
Industrialised States (G-8), the European Union (EU) and others.
Recommendations
The OSCE is principally a confidence-building
institution, acting as a mediator in conflict situations and a
bridge between former Eastern Bloc states and the rest of Europe.
NATO, on the other hand, is a security umbrella with advanced
military capabilities. The former is best suited for diplomatic
endeavours while the latter is well-equipped to enforce
cease-fires, arms embargoes, and agreements on the surrender of
weapons. Both are capable of making unique and powerful
contributions by instituting preventive and reactive measures to
control light weapons.
Institutional efforts and policies
to combat light weapons should include:
- Developing NATO and OSCE control
programmes. NATO and the OSCE must develop and implement
discrete European light weapons control programmes. Building
on the strengths of each institution, these programmes should
complement and mutually reinforce one another.
- Involving other institutions.
NATO and the OSCE should enlist the help of the Commonwealth
of Independent States (CIS) and the G-8 in the fight against
licit and illicit proliferation at the regional and global
levels.
- Controlling surplus weapons.
Emphasising destruction of surplus stocks and enhancing the
capacity of states to control weapons diffusion will help
limit diversion of surplus weapons. In particular, the
mandates of peace-keeping and peace enforcement operations
should emphasise closing down weapons pipelines and
cross-border trafficking during conflicts and ensuring weapons
collection and destruction after conflicts end.
- Adopting restraint measures. To
generate restraint over both supply and demand, the OSCE needs
to build pan-European political consensus on light weapons
control. Possible measures include: restricting weapons flows
to areas of tension from or through the territory of any OSCE
state; extending the EU Code of Conduct on Arms Transfers to
cover all OSCE states; strengthening the OSCE criteria
governing arms exports; and advocating adoption of a similar
code of conduct within the CIS.
- Instituting effective management
over the arms industry. Supporting industry conversion and
diversification and assisting institutional capacity-building
to manage dealers and brokers will greatly improve weapons
management.
- Cracking down on grey and black
market weapons transfers. Sharing information, gathering
international intelligence, developing national legislation
and establishing an OSCE convention on controlling illicit
weapons trafficking will help limit illegal weapons transfers.
- Promoting "security
first". By addressing the social and economic causes of
proliferation, this approach can provide peaceful alternatives
for demobilised soldiers and states in transition.
Introduction
In the post-Cold War era, weapons flows from Central and
Eastern Europe to the developing world have remained relatively
high, despite an overall reduction in global arms transfers. In
1995, Russian arms sales agreements with the developing world rose
to $6 billion compared to US agreements of $3.8 billion.2
These contracts represented 40 percent of the international
market. Meanwhile, demand for these weapons remains high, as
violence continues to rage in conflict zones.
The weakness of central authority
in many parts of the region has hindered control and oversight
over weapons production and transfers, particularly light weapons.
Combined with the lack of international control mechanisms, these
lax national policies have led to a mushrooming of weapons
factories, illegal pipelines, brokers and gunrunners.
NATO enlargement could also provoke
Central and Eastern European countries to dump their weapons
abroad. With interoperability and modernisation established as
prerequisites for Alliance membership, candidate states have
initiated a flood of new weapons purchases. As they buy advanced
weapons from the West, potential new members may finance new
acquisitions by exporting obsolete and non-standard weapons.
Conflict-ridden developing states and unscrupulous gunrunners are
likely to be the main recipients of this "cascade" of
surplus weapons.3
This paper is part of a series of
publications analysing global light weapons proliferation and
offering practical recommendations for control.4 It
examines the dynamics of weapons proliferation within Central and
Eastern Europe, traces the weapons pipelines to conflict zones and
analyses the impact of these transfers on international conflict
prevention and conflict resolution efforts. Finally, the paper
offers recommendations for policy options and practical measures
to eliminate surpluses, control weapons flows, and build the
capacity of the institutions best placed to accomplish these
tasks.
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The Legendary
AK-47
During the Cold War, no
weapon signified the Warsaw Pact’s military presence and
influence in the developing world more than the AK-47
assault rifle and its derivatives. The weapon has become not
only a symbol of resistance and revolution the world over,
but also a tool of lawlessness and banditry.
First produced in the
Soviet Union in 1947, well over 70 million AK-series weapons
have been manufactured, and today nine countries produce
them under license. In addition, they are included in the
national inventories of at least 58 countries and have been
identified in use in over 90 countries.5
While large quantities of other such weapons
are also in circulation — 8 million M-16s, 7 million G-3s,
between 5 and 7 million FN-FALs, and 10 million Uzis —
none can rival the ubiquitous AK in terms of its spread and
devastation.6
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The Roots Of Proliferation
There's enough weaponry
throughout the [Eastern] Bloc to keep wars going for decades. It's
scarcely worth the trouble to reload: you might as well just pick
up another gun.
Sam Cummings,
international arms dealer7
Throughout the Cold War, Central
and Eastern European states transferred weapons to insurgent
groups, Soviet-influenced governments and revolutionary movements
around the world, nearly all of them involved in continuing or
sporadic armed conflict. In 1975, the Bulgarian state trading
agency, Texim, sold large quantities of weapons, including AK-47s,
to Christian militias in Lebanon.8 Polish weapons worth
$5 million were shipped to Contra forces in Nicaragua by
GeoMilitech, an arms company implicated in the Iran-Contra affair.9
All told, during this period, Central and Eastern European weapons
were sold, transferred or donated to over 50 countries, including
13 of the 36 countries involved in major conflicts in 1996.10
These weapons continue to re-circulate in conflict zones today.
For example, many of the weapons fuelling crime and banditry in
South Africa have been smuggled across the border from Angola and
Mozambique; both were major recipients of Central and Eastern
European weapons.
Post-Cold War Transfers
The end of the Cold War added a dangerous new dimension to
proliferation: diminishing oversight and control. After the
dissolution of the Warsaw Pact, the vast military stocks of the
former Soviet Union came under a multitude of jurisdictions, thus
fracturing existing control mechanisms. In addition, considerable
light weapons production capabilities exist outside Russia in the
Czech Republic, Slovakia, Bulgaria, Ukraine, Romania and Poland.
These too generally suffer from inadequate oversight and control.
The rise of organised crime,
economic instability, civil strife and violent conflicts in the
region, particularly the Balkan and Chechen wars, have further
weakened control over weapons. This environment has provided
fertile ground for illegal transfers and diffusion of weapons
within states and across borders.
Russia itself requires more
stringent export controls and stricter enforcement. Between 1992
and 1994, Russian authorities attempted to end Rozvooruzheniye's
monopoly over arms exports by issuing export licences to 12
enterprises. However, the experiment had to be terminated.
According to Boris Kuzyk, presidential aide for foreign military
and technical co-operation, the enterprises were run by
"scores of intermediaries involved in all kinds of
scams".11
Management of Russian weapons is
also ad-hoc and uncoordinated. When the Russian 366th Motor Rifle
Regiment withdrew in 1993, it left its entire stock of weapons to
Karabakh Armenians.12 The return of surplus weapons to
Russia from former Soviet republics has also been problematic.
Throughout 1992, up to seven train loads of weapons arrived in
Kaliningrad each day, only to be left in an insecure compound with
no accounting procedures.13 Today, security of Russian
depots continues to be inadequate. A Russian news agency described
most of the 70 weapons depots covering 75 hectares of land in
Moscow as "built in the last century" and
"sparingly guarded by three elderly men".14
According to Dmitriy Milin, deputy head of St. Petersburg area
directorate against organised crime, the sixteen weapons depots in
St. Petersburg containing a total of 60,000 tonnes of ammunition
"are virtually unguarded; large quantities of explosive
materials enter the criminal world from [these] army stores".15
The New Arms Merchants
With a long shelf life and large accumulated stocks,
light weapons control cannot focus on new weapons production.
Rather, it is the re-transfer of existing stocks that defines the
market.16 In the past, the majority of both legal and
clandestine weapon shipments were conducted by the state and party
bureaucracies. However, the current wave of exports from Central
and Eastern Europe takes all forms: government-sanctioned
transfers; tacitly-sanctioned semi-official transfers; individual
profiteering by members of the armed forces; multi-national
contracts organised by arms brokers; diversion and theft from
official sources by organised crime groups; and black market sales
of stolen and seized weapons. (See Table on p.5 describing recent
transfers.)
On the black market, weapons sales
are booming. In Lithuania, over 40 groups are reportedly engaged
in shipping weapons obtained from local army garrisons all over
the former Soviet Union.17 Hundreds of thousands of
AK-47s and other weapons looted from army supply depots during the
Albanian crisis in 1997 are also finding their way into conflicts
via black market transactions. Many are being smuggled across the
border by Albanian militants to arm the Kosovo Liberation Army in
their secessionist war against Serbia.18
Distinguishing between licit and
illicit transfers has become increasingly problematic. For
example, in April 1997, Russian authorities acknowledged that
large quantities of arms worth over $1 billion were transferred to
Armenia from late 1992 until 1996. The deliveries were made
without any state to state agreement or formal government
permission.19
Light Weapons, Conflict and
Crime
In Uganda, an AK-47 can be procured for the same cost as
a chicken and in northern Kenya for the cost of a goat. Inside
Mozambique and Angola, an AK-47 complete with a couple of clips of
ammunition can be bought for less than $15.00, or for a bag of
maize.20
Light weapons are particularly
prone to recycling; they re-circulate time and time again from one
conflict to the next. Stocks of weapons often surface in countries
far removed from their original destination. As a result, it is
very difficult to trace the provenance of weapons recovered or
spotted in conflict zones. However, anecdotal evidence suggests
that light weapons of Central and Eastern European origin are
found in large numbers in many of today's warring countries.
Top-level officials of the Irish
Republican Army (IRA), spotted in South Africa while allegedly
arranging arms transfers with rogue intelligence officers, were
later arrested for shipping AK-47s from Mozambique.21
Polish, Russian and Bulgarian weapons have been sent in small
batches to Kurdish insurgents in Turkey and Northern Iraq.22
These weapons are also fuelling
violence far beyond Europe's borders. Throughout Central America,
insurgents, criminal gangs and narco-traffickers depend on readily
available and inexpensive light weapons. More and more, these
weapons are coming from sources in Central and Eastern Europe.
Former Eastern bloc weapons smuggled from massive post-civil war
stocks in El Salvador and Nicaragua have been supplied to rebels
of the Zapatista National Liberation Army (EZLN) in Mexico, and
AK-47s were among the weapons used in the December 1997 massacre
of 45 ethnic Indians in Acteal, Chiapas.23 In addition,
during the Peru-Ecuador war in 1995, Ecuador scoured the world
market for arms, and reportedly found considerable stocks in
Eastern Europe.24
Africa is awash in light weapons,
with masses of weaponry freely moving between countries and
conflicts. In many parts of Southern Africa, AK-47s are reportedly
available for the cost of a chicken, goat, or bag of maize.25
Warring parties in Rwanda have procured weapons from Russia,
Bulgaria, the Czech Republic and Slovakia.26 In early
1998, Bulgarian suppliers were also reportedly the source of a
$1.5 million arms deal between Sandline International, a UK-based
private military company, and Ahmad Tejan Kabbah, the overthrown
President of Sierra Leone.27 A large proportion of
light weapons in Africa are re-circulating Cold War weapons.
Between 1972 and 1990, Ethiopia and Somalia imported $18 billion
worth of weapons and ammunition, the majority from Central and
Eastern Europe. These continue to fuel conflicts in the Horn of
Africa.28
In Asia, re-circulating Cold War
weapons have fallen into the hands of drug traffickers,
terrorists, paramilitary groups and criminal gangs and are
facilitating conflict in tense areas such as Kashmir. During the
war in Afghanistan, the US Central Intelligence Agency supplied
Mujahideen fighters with Soviet and Chinese weapons, including at
least 400,000 AK-47s. Pakistani intelligence officers claim that
they still have 3 million AKs stored in crates.29 In
Sri Lanka, the Tamil Tiger liberation movement has developed
supply links with Ukraine, and seizures indicate connections with
other Central and Eastern European states as well.30
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Bulgaria's Role
in the Global Weapons Market
Bulgaria has long been a
major player in the international arms market, both licit
and illicit. Weapons transfers are arranged through Kintex,
the state-owned import-export agency, first established as
Texim by KDC, the Bulgarian secret police, in 1967. Kintex
has allegedly participated in arms-for-drugs deals with
western mafia groups and terrorists.i
Bulgaria continues to
produce and export four models of the AK-47, three models of
the AK-74, two models of the 5.56mm AK-74U sub-machine gun,
ammunition for all these weapons, as well as fragmentation
and standard bombs for mortars.ii
In 1997, the Bulgarian Government announced plans to
privatise 22 military plants producing everything from AKs,
anti-tank and anti-aircraft weapons to armoured personnel
carriers. After a decline in foreign sales after the end of
the Cold War, Bulgarian arms exports were once again on the
increase in 1997, exceeding expected sales by as much as 20
percent. Privatisation is expected to further increase
exports.iii
During the Cold War, the
agency’s transfers included:
• Shipping
AK-47s to the Lebanese militia in September 1975, despite
the Soviet Union’s arming of the Palestinians.iv
• Violating
the UN arms embargo by transferring weapons and ammunition
to Armscor, the South African defence company during the
1970s. One shipment in 1978 included 4,000 AK-47s, 3,500
AKMs, 3,000 machine guns, over 10,000 hand grenades and
large quantities of ammunition. The weapons, transported
in a Danish ship from the Bulgarian port of Borgas to
Durban, were used in clandestine operations, and also to
supply UNITA and RENAMO.v
• Transferring
weapons to the Nigerian Government during the Biafra
conflict.vi
• Acting
as the major supplier of weapons to the Palestine
Liberation Organisation (PLO) during the 1970s and 1980s.vii
• Supplying
grenade launchers, ammunition and artillery shells to Iran
during the Iran-Iraq war.viii
Post-Cold War transfers
included:
• Exporting
light artillery guns worth $15 million to Iraq, using
Polish intermediaries and forged end-user certificates.ix
• Transferring
$25 million in surface-to-air missiles, AK-47/74s,
artillery shells, and mortars to Croatia.x
• Allegedly
violating the UN arms embargo to Rwanda by exporting
weapons to the Hutu military.xi
• Allegedly
being involved in the disappearance of 10,000 mines, 100
mine throwers and 250 sniper rifles in Macedonia en route
to Albania.xii
• Reportedly
providing weapons via South Africa and Mozambique to
re-supply UNITA forces in Angola in 1997.xiii
Sources
i William F. Jasper,
"Revolution and Terrorism: Enemy Within the
Gates," The New American, February 19, 1996;
International Narcotics Control Strategy Review 1997; Rachel
Ehrenfeld, Narco-terrorism (New York: Basic Books, 1990) pp.
1-19.
ii Gander and Hogg, p.
122.
iii Elisaveta
Konstantinova, "Bulgaria prepares arms plants for
sale," Reuters, 23 October 1997.
iv Sampson, p. 19.
v Stefaans Brummer and
Rehana Rossouw, "Danish arms smuggler could be
charged," Weekly Mail and Guardian (South Africa),
March 29, 1996.
vi Ehrenfeld, p. 14.
vii Ehrenfeld, pp. 1-19;
Bureau of International Narcotics Matters, International
Narcotics Control Strategy Review 1997 (Washington, DC:
Government Printing Office, 1997).
viii Bulgaria: Weapons
Drugs and Addiction", Geopolitical Drug
Dispatch, 21 (July) 1993. Obtained on the Internet at
http://www.ogd.org/gb/21EBUWFA.html.
ix RFE/RL summary, 172, 8
September 1992.
x Paul F. Pineo, Illegal
and Covert Arms Transfers (Washington, DC: Center for
Defense Information, August 30, 1993).
xi Bulgarian Telegraph
Agency, Bulletin of News from Bulgaria, Embassy of the
Republic of Bulgaria, June 16, 1995.
xii Bulgarian Telegraph
Agency.
xiii Peta Thornycroft,
"SA supplying arms to Unita," Weekly Mail and
Guardian (South Africa), June 20, 1997.
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NATO and the OSCE
There is no doubt that the individual governments of
Central and Eastern Europe need to develop more stringent export
policies and become more vigilant in stopping illicit weapons
transfers. However, the global nature of light weapons
proliferation also requires a larger-scale control effort.
Committed to ensuring Europe's security, NATO and the OSCE need to
take up this challenge. Yet, to date, neither has made any
concrete efforts to control light weapons, and in some cases,
their actions may in fact be intensifying the problem.
Enlargement May Spur Weapons
"Cascade"
NATO enlargement has the potential to boost, rather than
curtail, rearmament and proliferation.31 For the few
states earmarked for full NATO membership, the interoperability
requirements for membership appear to be translating into the
acquisition of sophisticated western weapons.32 To
date, candidate states for NATO membership are focusing on
purchasing major weapons, such as fighter aircraft, from the West.
However, it is possible that the process could extend to light
weapons. Many of the purchases appear to be driven not by the
technical requirements of interoperability, but by the political
need to develop closer ties to the West. For example, while MiG
fighters could be modified to fulfil NATO standards, many
candidate countries are opting for US F-16s. Just the same, while
the AK-47 may be an altogether appropriate infantry weapon for
NATO forces, potential new members might elect to purchase M16s in
hopes that this would make them more "attractive"
partners. Considering the overall decline in the international
arms market, economics may lead major exporting countries within
NATO to encourage such purchases.
The potential consequences are
two-fold. First, weapons rendered obsolete or redundant might be
sold to developing countries in order to finance new purchases.
This "cascade" of surplus weapons could fuel violence in
conflict areas. Second, neighbouring states may perceive these new
purchases as an arms build-up on their borders. To counter
qualitative and quantitative improvements, states on the periphery
of enlargement might revamp their domestic weapons industries or
increase weapons imports, possibly generating a new regional arms
race.
Light Weapons and NATO's Mandate
NATO and UN troops are stationed in various conflict zones in
Central and Eastern Europe. Yet, though light weapons are the most
prevalent form of weaponry in these conflicts, NATO has yet to
develop a coherent policy. As a result, unrestricted light weapons
flows continue to heighten tensions in hotspots, prolong conflicts
and endanger civilians and peace-keepers. Through post-conflict
disarmament and light weapons controls, the Alliance can play a
key role in stemming light weapons proliferation. To this end,
NATO should address adoption of a light weapons policy in the
ongoing review of its Strategic Concept. Through the Partnership
for Peace (PfP) programme, NATO can also assist the countries of
Central and Eastern Europe in implementing comprehensive
import/export controls and ensuring more effective arms
management.
As a participant in peace
processes, NATO has a special responsibility to help develop and
implement a comprehensive disarmament programme. In today's
conflicts, disarmament must address the whole range of weaponry,
not just major weapons. The Dayton Accords, which officially ended
the war in the former Yugoslavia, had a unique opportunity to
institute a comprehensive disarmament regime. Unfortunately, only
heavy weapons were considered.33 To make matters worse,
after the conflict ended, the United States actually introduced
new weaponry into the region under its "Train and Equip"
programme with the Bosnian-Croat Federation. Under the scheme,
41,000 M-16s, 2,000 machine guns, and over 21 million rounds of
ammunition were delivered to the new Bosnian army.34
The programme was rationalised as a means to ensure parity of
weaponry between Bosnia and Serbia. Furthermore, the United States
argued that if they did not supply the weapons, countries such as
Iran would do so.35 Thus, rather than disarming all
warring factions, or establishing parity at a lower level,
Washington chose to introduce more weapons into the post-conflict
zone and its NATO allies failed to insist otherwise.
NATO should ensure that the
disarmament elements of peace agreements address light weapons and
should play a key role in ensuring that warring parties comply
with these arms control measures. By enforcing embargoes,
improving border controls and collecting and destroying
surrendered weapons, NATO can stem the flow of light weapons in
conflict areas.
OSCE and Micro-Disarmament
The OSCE's mandate in the region should be broadened from
diplomatic conflict management to include the economic and social
aspects of light weapons tracking and management. In his address
to the OSCE Permanent Council in March 1998, Dutch Minister for
Foreign Affairs Hans van Mierlo called on the Permanent Council
and the Forum for Security Co-operation to develop "an
integrated approach to the small arms problem at the core of
[their] work".36 This "security first"
approach calls for simultaneous programmes to dismantle the
physical instruments of violence and to address the underlying
economic and social causes of weapons proliferation.
The OSCE is best placed to oversee
light weapons buy-back programs, destruction efforts and
reintegration initiatives. These can be carried after conflicts
end, in conjunction with the United Nations and the CIS. The OSCE
should also promote the development of peace education programmes,
through churches, schools and youth clubs.
Building a Framework for
Co-operation
While NATO and the OSCE are behind the curve in addressing the
light weapons problem, other institutions have already made
significant progress in developing such policy initiatives. In
particular, the United Nations, the European Union and the G-8
have already begun developing policies to stem the proliferation
of light weapons which are directly relevant to Europe.37
NATO and the OSCE can benefit greatly from the lessons learned by
these institutions, as well as their expertise. They should
co-ordinate their efforts with these initiatives, and promote them
wherever possible. To be successful, NATO and the OSCE also need
the partnership and co-operation of the CIS. The CIS serves as an
umbrella organisation for parts of Europe and the Caucasus, a
major source of illegal weapons. Establishing a clear division of
labour among NATO, the OSCE and the United Nations will also be
critical to the success of these operations.
Policy Recommendations
Develop NATO and OSCE
Control Programmes
There is clearly an urgent need for light weapons control
efforts to address the diffusion of weaponry within and beyond
Europe. Offering different but complementary capabilities, NATO
and the OSCE can develop a co-operative programme to address the
main aspects of proliferation.
With its military capability, NATO
is best placed to enforce peace and prevent weapons recycling and
proliferation through seizure, collection and destruction. NATO's
efforts should include:
- Raising the light weapons issue
within the framework of the North Atlantic Council (NAC) and
the Euro-Atlantic Partnership Council (EAPC), with a view to
evolving a common strategy on controlling light weapons.
- Advocating curbs on light
weapons proliferation in PfP military-to-military contacts.
Given its limited capability to
police conflict, the OSCE should concentrate on building bridges
between parties in conflict, undertaking micro-disarmament
programmes, and assisting reintegration. OSCE initiatives should
include:
- Co-ordinating development of an
early warning system, including databases on light weapon
stocks, transfers and military movements. These databases
would be invaluable to NATO in policing light weapons
transfers.
- Developing micro-disarmament
programmes within individual states and in conflict zones,
including gun buy-backs, destruction programmes and peace
education.
- Instituting confidence-building
measures, such as a regional light weapons register.
Destroy Surplus Weapons
The volume of weapons already in circulation in Central
and Eastern Europe is sufficient to cause devastation for years to
come. To prevent further recycling of weaponry, all international
peace-building and peace enforcement initiatives in the region
should prioritise collection and elimination of weapons. In light
of the temptation to fund new weapons purchases by exporting older
weapons, necessary steps must also be taken to prevent such
"cascading". Destruction is the only means of ensuring
that excess weapons - whether deemed surplus after conflict or as
the result of modernisation - are permanently taken out of
circulation. Efforts undertaken in conjunction with the United
Nations should include:
- Ensuring that all peace-keeping
and peace enforcement mandates address light weapons
collection.
- Destroying all weapons and
ammunition collected as a result of micro-disarmament efforts
and in the course of peace-keeping and peace enforcement
operations.
- Destroying all weapons rendered
surplus or obsolete as the result of modernisation or
downsizing.
- Offering financial and technical
assistance to states to implement safe and affordable
destruction, including in situ destruction for weapons in
depots and weaponry declared too unsafe to transport.
- Offering financial and economic
incentives, as well as security guarantees, to states in
return for the destruction of surplus weapons.
- Undertaking destruction of
surplus stocks in NATO member states. These exercises could
act as a confidence-building measure and demonstrate NATO's
own commitment and credibility. For example, the Dutch Defence
Ministry has announced that, unable to find buyers that
satisfy the EU common criteria governing arms exports, they
will destroy most of their surplus small arms. Small arms to
be destroyed include 115,000 Uzis, FAL rifles, Garand rifles,
Browning pistols and M1 carbines.38
Control Light Weapons
Diffusion
The existence of loose state controls in many countries
in the region plays a major role in facilitating theft and
diffusion as well as prompting reckless import/export policies.
With the explosion of conflicts in the region, weapons keep
pouring into war zones, where they are later re-circulated to new
conflicts or sold abroad to the developing world. For example,
pipelines of light weapons from Serbia, Albania and Macedonia and
Bulgaria continue to fan the flames of conflict in Kosovo. Urgent
measures are required to maintain watertight control over weapons
and ammunition. Control measures should include:
- Enhancing the capacity of local
forces to detect and recover weapons from caches and seize
illicit weapons. Efforts should involve police, army, border
personnel, and customs officials.
- Increasing local capacity to
institute effective security over official weapons depots and
maintain accurate records of weapons stocks.
- Building capacity of
non-governmental organisations, religious and community-based
groups to carry out aspects of micro-disarmament programs,
including education, buy-back and barter programmes,
collection and destruction.
- Assisting institutional
capacity-building to manage dealers and brokers.
- Developing and supporting
regional light weapons registers.
Adopt Restraint Measures
Building support for restraint in both supply and demand
is a crucial element in any lasting weapons control effort. The
first step for the OSCE will be to build pan-European political
consensus on light weapons control. OSCE efforts to encourage
restraint should include:
- Promoting measures restricting
weapons flows to areas of tension from or through the
territory of any OSCE state.
- Supporting extending the EU Code
of Conduct on Arms Transfers to cover all OSCE states.
- Strengthening the OSCE criteria
governing arms exports and advocating adoption of a similar
code of conduct within the CIS. The OSCE should also develop
measures for monitoring compliance.
Institute Effective
Management Over Industry
Lack of state control also extends to the region's
domestic arms industries. Shifting emphasis from privatisation of
the weapons industries to conversion and diversification will
benefit both weapons control efforts and confidence-building in
the region. Efforts should include:
- Offering financial packages for
conversion and downsizing of weapons industries. To this end,
popular debt-forgiveness arrangements could be adapted to
further disarmament goals. For example, Ukraine has offered to
deliver surplus weapons to Russia in exchange for debt
reductions.39 Instead, the West could offer debt
relief or development assistance in return for the
decommissioning and destruction of surplus weapons or the
conversion of military industries to civilian use. The
incentive package offered to Ukraine in return for its nuclear
weapons stockpiles could also serve as a model.
- Emphasising civilian, rather
than military industries, in technology transfers.
Stem Illicit Weapons
Trafficking
Control efforts must also tackle the massive grey and
black markets in light weapons. These efforts should be pursued in
consultation with the International Criminal Police Organisation
(Interpol), which maintains the Interpol Weapons and Explosives
Tracking System (IWETS). The only international database for
stolen and recovered weapons, IWETS can facilitate weapons
tracking. The World Customs Organisation could also help provide
training and support for Central and Eastern European customs
agencies. Possible initiatives include:
- Strengthening security around
weapons factories and depots and maintaining accurate and
updated inventories of stored weapons.
- Increasing intelligence
co-operation to track illegal and semi-legal arms deals and to
clamp down on weapon-related criminal groups and bogus dealers
and brokers. This should include compiling a database on
persons and organisations involved in the weapons trade.
- Converting existing military
training facilities into training centres to instruct
specialists on tactics for weapons tracking and seizure.
- Actively supporting regional and
global conventions on illicit weapons trafficking. The
Organization of American States (OAS) and the European Union
have established programmes, and a legally binding
international instrument to combat firearms trafficking is
under consideration in the G-8.
- Improving border controls.
Co-operative strategies should be developed among local border
personnel in consultation with intelligence and military units
from NATO, the European Police Organisation (EUROPOL), the CIS
and the OSCE.
- Instituting micro-disarmament
programmes, such as weapons buy-backs and amnesties.
- Reviewing and enforcing national
legislation limiting civilian possession of firearms.
- Supporting the adoption of
regional and global codes of conduct on weapons transfers, to
provide clearer definitions of legal and illegal weapons
transfers.
Emphasise "Security
First"
With the exception of those states gripped in intractable
internal conflicts, the countries of Central and Eastern Europe
are undergoing significant military downsizing. While this is a
welcome sign of demilitarisation, the process has been fraught
with problems, and is proceeding without regard to the
post-military needs of demobilised troops. In addition, existing
troops are poorly and irregularly paid. As a result, there is
great temptation for disgruntled soldiers to use the AK-47 as a
"blank cheque" for survival, and many have turned to
black market weapons sales or criminal activity. Clearly, more
positive measures to re-integrate demobilised troops into civilian
life are required. In conjunction with the United Nations, OSCE
efforts should include:
- Initiating and overseeing
programmes to absorb demobilised troops into civil society
after conflicts and in the course of downsizing.
- Promoting, supporting and
financing job re-training and local job creation through
co-operative ventures.
- Funding housing for demobilised
troops through both state and external sources.
In addition, there is no obvious
reason for future NATO members to acquire new weapons,
particularly light weapons, for future joint operations. A
collective security shield with more than adequate military
capability, NATO should help alleviate the military burden, not
add to it. Along these lines, NATO efforts should focus on:
- Promoting confidence-building
measures among states in concert with the OSCE, with
particular emphasis on reducing the overall level of armaments
in the region.
- Ensuring destruction of obsolete
and incompatible weaponry in cases in which new members
require modernisation. Appropriate compensation should also be
considered.
Conclusion
The weakening of state structures and economies, the
emergence of powerful criminal elements and the explosion of
conflicts are the key factors contributing to irresponsible
weapons transfers from Central and Eastern Europe. Beyond that,
however, the failure of major multilateral institutions to address
the light weapons crisis has meant that tracking and managing
weapons flows has been at best inconsistent and ad-hoc. In the
worst cases, their failure to prioritise light weapons control has
endangered their very own peace efforts.
Offering a range of different
skills and capabilities, NATO, the OSCE, the European Union and
the United Nations must work together to develop a co-ordinated
and comprehensive system of light weapons initiatives. Undertaken
with a clear division of labour and a strong a co-operative
spirit, these efforts can help stem the dangerous flows of light
weapons from Central and Eastern Europe to conflict zones around
the world. However, like all such challenges, success will depend
on the political will of the participating organisations and
member states.
Back to Weapons Trade home page
__________________
Endnotes
1 In this paper, the use of the
term Central and Eastern Europe includes reference to Russia.
2 Richard Grimmett, Conventional
Arms Transfers to Developing Nations, 1988-95 (Washington, DC:
Congressional Research Service, August 1996).
3 Interoperability refers to the
process of bringing military hardware and combat science into line
with NATO norms. For additional information on weapons purchases
driven by NATO expansion, see: Kirsten Ruecker, "Military
Build-up in Central and Eastern Europe: NATO Membership for
Sale", BASIC Paper No. 22, (Washington, DC: British American
Security Information Council, July 1997).
4 Related BASIC publications
include: Abdel Fatau Musah at al., "Africa: The Challenge of
Light Weapons Destruction During Peacekeeping Operations",
BASIC Paper No. 23, December 1997; Alexander Chloros et al.,
"Breaking the Cycle of Violence: Light Weapons Destruction in
Central America", BASIC Paper No. 24, December 1997; Susannah
Dyer and Geraldine O'Callaghan, "Combating Illicit Light
Weapons Trafficking: Developments and Opportunities", BASIC
Project on Light Weapons Report 98.1, January 1998; Alex Vines,
"The Struggle Continues: Light Weapons Destruction in
Mozambique", BASIC Paper No. 25, April 1998; and Rachel Stohl,
"Deadly Rounds: Ammunition and Armed Conflict", BASIC
Project on Light Weapons Research Report 98.4, May 1998.
5 Michael Renner, Small Arms, Big
Impact, Worldwatch Paper 137 (Washington, DC: Worldwatch
Institute, October 1997) p. 19; Terry J. Gander and Ian V. Hogg,
Jane's Infantry Weapons, 21st Edition, 1995-96 (London: Jane's
Information Group, 1995) p. 132; Edward C. Ezell, Small Arms
Today: Latest Reports on the World's Weapons and Ammunition, 2nd
Edition (London: Arms and Armour Press, 1988).
6 Renner, p. 20.
7 Brian Freemantle, The Octopus
(London: Orion Books, 1995) pp. 33-4.
8 Anthony Sampson, The Arms Bazaar
(New York, Viking Press, 1977) pp. 19, 173.
9 Michael Klare and David Anderson,
A Scourge of Guns: The Diffusion of Small Arms and Light Weapons
in Latin America (Washington, DC: Federation of American
Scientists Arms Sales Monitoring Project, 1996) p. 80.
10 Ezell; SIPRI Yearbook 1997:
Armaments, Disarmament and International Security (Stockholm:
Stockholm International Peace Research Institute, 1997) pp. 25-30
11 Financial Times, 5 December
1996.
12 Human Rights Watch/Helsinki,
Azerbaijan: Seven Years of Conflict in Nagorno-Karabakh (no city:
Human Rights Watch, 1994) p. 86.
13 R.T. Naylor, "The Rise of
the Modern Arms Black Market and the Fall of Supply-Side
Control", in Virginia Gamba, ed., Society Under Siege: Crime,
Violence and Illegal Weapons (Cape Town: Institute for Security
Studies, 1997) p. 55.
14 NTV Moscow, in Russian 1900 GMT,
19 November 1997.
15 NTV Moscow, in Russian 1600 GMT,
26 November 1997.
16 Naylor, p. 52.
17 Stephen Handelman, Comrade
Criminal: Russia's New Mafiya, (New Haven: Yale University Press,
1995) p. 209.
18 Philip Smucker, "Albanian
weapons cross to Kosovo", The Washington Times, 8 April 1998,
A1, A18.
19 Jane's Defence Weekly, 16 April
1997, p. 15.
20 Chris Smith and Alex Vines,
"Light Weapons Proliferation in Southern Africa", London
Defence Studies 42 (London: Centre for Defence Studies, 1997) p.
9.
21 Liam Clarke and Inigo Gilmore,
"IRA linked to African arms deal," Sunday Times, 15
March 1998, p. 28.
22 "Global Black-Market Arms
Trade Should Be Next Target of NGOs", FAS Public Interest
Report 50(4) (Washington, DC: Federation of American Scientists,
July-August 1997), p. 9.
23 "El Calderon Sol Voices
Concern, Over Arms Shipments in Region," Panama City ACAN in
FBIS Daily Report, FBIS-LAT-97-033, February 17, 1997; Obtained on
the Internet at http://cns.miis.edu/pacdc/chiapas.html.
24 Klare and Anderson, p. 52.
25 Smith and Vines, "Light
Weapons Proliferation in Southern Africa", p. 9.
26 Peter Batchelor,
"Intra-State Conflict, Political Violence and Small Arms
Proliferation in Africa", in Gamba, Society under Siege, p.
117.
27 "Sierra Leone: Freetown
Fracas," Africa Confidential, 39(5), 6 March 1998, p. 8.
28 Clement Adibe, Managing Arms in
Peace Processes: Somalia (Geneva: United Nations Institute for
Disarmament Research, 1996) p. 85.
29 Chris Smith, "Light Weapons
and Ethnic Conflict in South Asia" in Jeffrey Boutwell,
Michael T. Klare and Laura W. Reed, eds., Lethal Commerce: the
Global Trade in Small Arms and Light Weapons (Cambridge, MA:
American Academy of Arts and Sciences, 1995) p. 64.
30 Anthony Davies, "Tamil
Tiger International", Jane's Intelligence Review, October
1996, pp. 469-473.
31 For more details on NATO
expansion and weapons transfers, see Ruecker.
32 In NATO Review No. 3 of June
1994 NATO Assistant Secretary-General Gebhardt Von Moltke claimed
that the concept of "interoperability" is aimed at
ensuring compatibility in approaches and procedures, not at common
or standardised equipment. However, in practice, common equipment
is being increasingly implied. States earmarked for membership are
already placing orders for modern aircraft and major weapons from
the West.
33 Jane M.O. Sharp, "Update on
the Dayton Arms Control Arrangements", Bulletin of Arms
Control No. 25 (London: Centre for Defence Studies, March 1997) p.
8.
34 Arms Sales Monitor, No. 36, 28
February 1998.
35 Sharp, p. 11.
36 Address by Hans van Mierlo,
Minister for Foreign Affairs of the Netherlands to the OSCE
Permanent Council, Vienna, OSCE Doc. No. PC.DEL/87/98, 26 March
1998.
37 For additional information, see
Dyer and O'Callaghan.
38 Saferworld Bulletin No. 2
(London: Saferworld, January 6, 1998).
39 Andrew W. Hull and David R.
Markov, "The Changing Nature of the International Arms
Market", IDA Paper 3122 (Alexandria VA: Institute for Defense
Analyses, March 1996). |