14
APRIL 1995 • NUMBER 44 • ISSN 0966-9175
Ambassador Graham on
US policy and the Non-Proliferation Treaty
The nuclear
Non-Proliferation Treaty (NPT) Review and Extension Conference
begins in New York on 17 April. Dan Plesch and Stephen Young
interviewed Thomas Graham, Special Representative of the President
for Arms Control and Disarmament, on US policy towards the
Conference.
BASIC Reports (Q):
Many countries will be concerned about agreeing to a permanent
Treaty if they don’t see that action will be taken against those
countries with nuclear weapons that remain outside the treaty.
Thomas Graham (A):
We are certainly prepared to address the issue of universality. We
know that this is going to be a major issue at the Conference. We
have been working hard with Egypt and Israel. Within the next year
there will be five countries that will be clearly labelled as
outside the mainstream of the civilised world. [India, Israel,
Pakistan, Oman, United Arab Emirates]. That is already putting a lot
of pressure on them. I have no doubt that Israel will eventually
join the Treaty.
Q: You are not
intending to propose that measures be taken against countries
outside the treaty that have nuclear weapons, yet it becomes a major
issue when countries who are party to the Treaty are found to be in
breach. Why is it that countries who are outside the Treaty are
treated better, no instruments or process against them are being
proposed?
A: It is very
difficult to get an international consensus against countries for
not signing a treaty.
Q: The
International Atomic Energy Agency is very short of money to do its
job. Why is the United States not ready now to increase its
contributions?
A: I strongly
support a major increase in the IAEA budget, but that is not the
view of the Administration. There is not the political support for
it in Congress. The US will eventually have to increase its
contribution.
Q: Do you see the
US as having done a good job in fulfilling its obligations under
Article VI?
A: There is
actually very little left on the arms control agenda that was
envisaged when Article VI was drafted. What was envisaged at that
time was a Comprehensive Test Ban Treaty, fissile material cut-off,
substantial reductions leading in the direction of a nuclear-free
world and positive and negative security assurances.
Q: Do you expect
an announcement on START 3 during the Clinton-Yeltsin summit?
A: It is not
being discussed, there are too many other things to do. It hasn’t
been addressed yet. Maybe there will be more at the next summit. We
need to bring START 2 into force first.
Q: Many countries
remain critical of your Article VI performance.
A: We do not want
to override the sensibilities or views of any country. With all due
respect to some significant countries it seems to me that some of
the criticism is essentially based on obsolete Cold-War views. Some
foreign affairs bureaucracies are still enmeshed in the argument and
counter-argument that perhaps were relevant in the Cold War but
which no longer are. They have not adjusted to the fact that there
are new threats. I’m not being critical. I know how difficult it
is to turn large bureaucracies around, I work in one of those
bureaucracies. Once, perhaps, it was valid to threaten the viability
of the NPT to try to pressure the US and USSR to make progress in
nuclear disarmament. It no longer makes sense to do that. It is in
my opinion clear beyond question that further nuclear disarmament
depends on the nuclear-weapons states that are to do the nuclear
disarmament having the security of a permanent NPT. If we fail to
secure a permanent NPT, nuclear discussions will dramatically slow
down, if not stop altogether. (Ambassador Graham cited France’s
linkage of indefinite extension of the NPT to agreeing a CTB as an
example of this reality).
Q: Is the US
prepared to consider opening talks on a nuclear-free world?
A: To say that we
have to have a timetable for a nuclear-free world is disingenuous;
it is nothing short of ridiculous. Of course everyone agrees that it
would be better to have a truly verifiable and enforceable
nuclear-free world. How to get one is very difficult.
Q: Why then could
we not open negotiations?
A: We are doing
that. We will move to a START 3 of some kind, then the others will
be involved. When you get down to a few hundred the whole business
changes.
Q: Some see the
Chemical Weapons Convention as a precedent, in terms of the strong
verification, the length of the negotiation.
A: I would,
number one, dispute that they’re strong. Number two, it took
twenty years to complete the negotiations and it never had a
timetable. Number three, it was almost a fluke to achieve it. Four,
there are vast differences between chemical weapons and nuclear
weapons. Five, it is just disingenuous. Countries are not telling
the truth if they really think that we can have a serious
negotiation about getting to a nuclear-free world. It is not
possible under any foreseeable circumstance, not because it is a bad
thing or that we don’t want it but we don’t know how to get
there. No-one is willing to give up the necessary degree of
sovereignty to accomplish it. The US supports the objective.
President Clinton said so in his communique with Prime Minister Rau
[of India]. President Reagan said it in the joint communique of
Schultz and Gromyko in January 1985. But to have a timetable or to
seriously negotiate to zero is not being honest, no-one is ready for
that. When we get down to truly low levels then we can discuss the
next step. No-one has an idea how to do that.
Serious strategic
thinkers, Paul Nitze, General Goodpaster, are beginning to think
about this. Maybe in a long time we will know enough and the world
will have evolved enough that we can begin to seriously think about
it.
Q: A lot of
countries see the bargain in the NPT as the countries with nuclear
weapons agreeing to get rid of them if the countries without them
agree never to get them. They see it as a literal bargain and are
extremely disappointed by the idea that there is no serious
intention of having a negotiation.
A: I think that
if a country holds that view it is either being disingenuous or it's
being completely naive. I don’t think that many countries are in
that category. I think that any country that proposes a negotiation
for a nuclear-free world at this point when we still have tens of
thousands of nuclear weapons in Russia and the US, this is just
propaganda. Any country that knows about arms control, and I would
certainly put Indonesia in that category, is just engaging in
propaganda, it has nothing to do with reality.
Other than General
Goodpaster’s papers I have never seen any serious discussion of
this. I have talked to now-retired senior US military officers about
the prospect of a nuclear-free world, some were quite positive about
that idea. They thought that it was achievable, and all you needed
to do -- and they were serious -- was to have an agreement that
everyone was on zero and you would have continuous monitoring of all
countries by the IAEA, and you would have US Strategic Command
bombers and submarines around the world and as soon as there was a
problem they would go in. But what country is ready for that? Is
Indonesia, for example, ready for US Strategic Command to be the
guarantor that they won’t develop nuclear weapons? Of course not,
but it has got to be something like that. And nobody’s ready to
even think about that. So when a country -- Iran, Nigeria -- steps
forward and they say, ‘we are ready to have a serious negotiation
about zero nuclear weapons and we are ready to agree that, for
example, the French Foreign Legion or some other force can come in
and make sure we are abiding by the Treaty’, then it becomes more
serious.
Q: Isn’t
declining US influence shown by the inability to get Britain and
France in line over the CTB and the fissile cut off?
A: The decision
by President Clinton in July 1993 was, to put it mildly, not
received with open arms. But I absolutely believe that we will have
a CTB. It is very difficult. There has never been a serious
negotiation for a CTBT before. The negotiations in the 1970s were
not serious. The US military was not on board. The Joint Chiefs of
Staff never agreed to it. President Carter and Paul Warnke thought
that they had the mandate to proceed, but they didn’t.
Q: What yields
would be permitted within the scope of a CTB?
A: Experiments
around 2-4 lbs might be allowed. During the 1958-1961 moratorium we
carried these out -- they are consistent. This is effectively zero
yield. If someone wants us to make a statement to the effect that we
are not considering any position other than zero yield within the US
government, we would be willing to do that. (Ambassador Graham
rejected the idea that support reported in the New York Times
of the Joint Chiefs of Staff for a 300-ton limit was comparable to
their non-support of the Carter policy).
Q: With respect
to security assurances, there are qualifications to the assurances
offered by the US. Is it accurate to say that you extend the
security umbrella to non-nuclear states?
A: That is a term
from nuclear doctrine. It does apply in the case of allies such as
Japan, but I would have to say that is incorrect.
Q: You reserve
the right to use nuclear weapons against countries that are in
flagrant breach of the NPT?
A: Yes. Our
security assurances apply to countries which are not building
nuclear weapons; that is, countries that adhere to the basic norms
of the NPT.
In sum: A lot can happen
between now and 12 May. We’re not counting on anything. There
could be outside events that could affect the Conference. We are
prepared for a very difficult and volatile situation in New York. We
are counting on nothing until the button of each country is actually
pushed.
Western States Weigh
Indefinte Extension and a Consensus Decision
By Stephen W. Young
While Western countries
have been unanimous in their support of the indefinite extension of
the Treaty, they acknowledge they face a difficult task at the
Review and Extension Conference, which takes place from 17 April to
12 May in New York. BASIC Reports asked Michel Miraillet,
First Secretary of the French Mission to the United Nations, if
France could support rolling 25-year extensions with a negative vote
provision. He said "I think France would look closely at that
if it could get a near consensus". France’s potential support
for a compromise solution may be the result of Western concern about
the outcome of the Conference. While Western officials continue to
state that they believe they will achieve indefinite extension, they
are not certain of that result. During an interview published in
this issue of BASIC Reports, US Ambassador Thomas Graham,
Special Representative of the President for Arms Control and
Disarmament, said "[w]e are prepared for a very difficult and
volatile situation in New York. We are counting on nothing until the
button of each country is actually pushed".
Some officials express
concern about the possible negative impact of achieving indefinite
extension by a narrow majority vote. Sri Lankan Ambassador Jayantha
Dhanapala, who will preside over the Conference, has stated on a
number of occasions that a simple majority is not enough and that he
would prefer to see a "moral majority" of countries in
favour of whatever outcome the Conference decides. Ambassador
Christopher Westdal, who will head the Canadian delegation to the
Conference, told BASIC Reports that "A bare legal sufficiency
would not constitute the kind of agreement we would like to
see". Although both the United States and Russia state publicly
that they would like a substantial majority in favour of indefinite
extension, officials have indicated they would be satisfied with a
simple majority. Senior Counsellor Andrey Granovsky, of the Russian
Mission to the United Nations, said "we would prefer a large
majority, but the main thing is the ultimate result".
France may believe the
West will not be able to get indefinite and unconditional extension.
Secretary Miraillet said "I think the Americans are too
optimistic. Unconditional extension is not guaranteed. Some
countries support indefinite extension but do not say
unconditional". In efforts to build support for indefinite
extension, some countries and international organizations have
suggested broad programmes that would enhance the non-proliferation
regime. The European Parliament this week passed a resolution that
criticizes France and the United Kingdom for not publicly supporting
the Comprehensive Test Ban talks as strongly as the United States
has. The resolution also "[c]alls on the member states of the
European Union to take an initiative for a negotiation in the UN
Conference on Disarmament for a nuclear weapons convention leading
to global nuclear disarmament as stated in the objectives of Article
VI of the NPT" (paragraph 4; for the full text of the
resolution, see p. 6). Germany also proposed a set of
non-proliferation initiatives, but dropped the programme when other
Western countries did not indicate their support.
In the last few months
there has been a flurry of unilateral moves by nuclear-weapon states
to address non-nuclear-weapon states’ concerns and secure
indefinite extension. The US abandoned its 10-year opt-out clause in
the CTB negotiations, and removed 200 tons of fissile material from
its stockpile. The UK and France announced last week that they would
withdraw their insistence on safety tests from the CTB rolling text.
In the same week the UK also announced that it would phase out its
remaining free-fall nuclear bombs (WE-177) by 1998. Finally, the P5
have reiterated the security assurances they offer NNWS. Beyond
this, however, the Western allies and Russia appear reluctant to
take any further initiatives. Counsellor Granovsky stated, "We
are not going to come to the conference with a very loud and
attractive programme of initiatives like we did in the 1970s and
early ’80s". Secretary Miraillet had a similar response when
asked about French goals for the conference, saying "indefinite
extension is a sufficient goal. We will not introduce new programmes
into the conference". When asked about strengthening the
overall non-proliferation regime, Ambassador Graham mentioned the
IAEA 93+2 programme to strengthen safeguards. He went on to say
"we do not have any [other] new ideas [but] it's an issue we
want to address at the conference".
Lack of Western
initiative and continuing concern about the outcome of the extension
decision may result in a compromise. Privately, European officials
have indicated they may be willing to compromise if this would
create a near-consensus decision. The French statement may reflect a
tide in that direction.
European Parliament
Approves Wiersma Report on the NPT
By Martin Butcher
The European Parliament
(EP) voted by an overwhelming majority on 5 April to approve a
report on the Non-Proliferation Treaty by Dutch member Jan Marinus
Wiersma (the full text is reproduced below). All three main
political groups in the Parliament -- the Socialists, Christian
Democrats and the Liberals -- voted to accept the report. The Greens
and the communist Left Unity Group abstained, with only a few fringe
right-wing deputies voting against. The member states of the
European Union (EU) are not bound by the report’s recommendations,
but it is influential especially because the majority for acceptance
was so large. Very senior European Commission officials had first
tried to persuade key parliamentarians to tone down the report in
the Foreign Affairs Committee and later to persuade Christian
Democrat parliamentarians to reject it altogether, convinced that it
would embarrass the EU and provide ammunition for non-nuclear-weapon
states (NNWS) seeking disarmament concessions in return for NPT
renewal.
EU member states have
pursued a common policy on NPT renewal since agreeing their position
last June at the Corfu European Council. Heads of State and
Government agreed to work for indefinite and unconditional extension
of the NPT; to persuade states parties to the Treaty to attend
Preparatory Committee meetings and the Extension Conference; and to
persuade states that had not yet acceded to the NPT to do so. This
"joint action" under the Common Foreign and Security
Policy (CFSP) meant the country holding the EU Presidency (Germany
from July to December 1994, France from January to June 1995) made a
statement on behalf of the EU at the 3rd and 4th PrepComs and at the
UN General Assembly. Secondly, during 1994 the Troika (of past,
present and future Presidency holders) began to make diplomatic
demarches to persuade countries to join the NPT, and to support the
EU line on extension.
In September 1994 the EP
Foreign Affairs Committee began preparation of a report on the NPT.
Rapporteur Jan Wiersma decided to support EU policy on indefinite,
unconditional extension and to suggest policy elements which the EU
could use to encourage non-nuclear states to support indefinite
extension and which would contribute to a stable, durable
non-proliferation regime. Wiersma regarded indefinite extension as
unlikely if elements such as a Comprehensive Test Ban Treaty (CTBT),
a fissile material cut-off and further nuclear disarmament were not
achieved. He also felt extension was not enough to fight
proliferation, that stronger policies were needed and that to get
these the nuclear powers would have to accept further disarmament in
compliance with Article VI of the Treaty.
This approach directly
addresses the limitations of the EU policy’s focus on extension
and participation only. While the statements made on behalf of the
EU called for quick conclusion of a CTBT and offered support for a
fissile material cut-off, in the CD negotiations in Geneva the EU is
not acting as one. Deliberations have stuck strictly to the limits
of the agreed joint action. Indeed, a French Foreign Ministry
official, M. Parfait, told the European Parliament in February that
as long as 50 percent plus one of the NPT states parties agreed with
indefinite extension there was no need to discuss anything else. The
EP has tried with its report to redress this complacent attitude.
EU member states, which,
in the past, have made similar proposals to those included in the
Wiersma Report, have not pressed them recently. In giving a new
official focus to a series of proposals the report could be very
positive. Indeed, the Wiersma report supports exactly the EU NNWS'
interpretation of the joint action. While France and the UK have
interpreted "unconditional extension" as meaning that no
disarmament measures should even be discussed (beyond welcoming and
supporting CD work in progress) the NNWS believe that only measures
legally linked to the NPT itself are excluded. Therefore some
countries, including Sweden, Finland and Germany, feel themselves
free to make or support proposals in New York that go beyond the
joint action.
It is possible that the
EU joint action and caucus in New York could disintegrate
acrimoniously, as was the case during the 1990 review conference
when the differences between the nuclear and non-nuclear member
states were simply too large to reconcile. However, senior diplomats
have said it is more likely that the Presidency statement will be
very bland, and that member states will work together where
possible, and pursue their own line where not. This reflects very
much the different aims and responsibilities of the EU nuclear two,
and the 13 EU NNWS, as well as exposing the weakness of the CFSP.
Martin Butcher is
Director of the Centre for European Security and Disarmament, a
Brussels-based NGO.
Reprinted Document:
European Parliament Report on the NPT:
Part A: Motion for a Resolution
Editor's Note:
Reprinted below is Part A of the European Parliament Report on the
Conference on the Extension of the Nuclear Non-Proliferation Treaty
(NPT) in New York from 17 April to 12 May 1995. The report was drawn
up by the committee on foreign affairs, security and defence policy.
The rapporteur was Mr Jan Wiersma. Part B, the explanatory
statement, is available on request.
DOC EN\RR\270\270301 PE
211.396/A/fin.
MOTION FOR A RESOLUTION
Resolution on the
Conference on the Extension of the Nuclear Non-Proliferation Treaty
(NPT) in New York from 17 April to 12 May 1995
The European
Parliament,
- having regard to its
resolutions of 11 March 1993 on stopping nuclear tests by the
nuclear powers1, of 24 June 1993 on the moratoria on nuclear
testing2, of 29 September 1994 on illegal trafficking in nuclear
materials3 and of 17 November 1994 on nuclear testing and the UN
General Assembly’s debate on disarmament4
- having regard to the
Corfu decision and to the Council decision of 25 July 1994 (94/509/CFSP)
concerning joint action in the context of the Common Foreign and
Security Policy with a view to bringing about the indefinite and
unconditional extension of the Treaty on the Non-proliferation of
Nuclear Weapons,
- having regard to the
Communication from the Commission to the Council and the European
Parliament entitled ‘The illicit traffic in radioactive substances
and nuclear materials’, (COM(94)383 final),
- having regard to the
report of the Committee on Foreign Affairs, Security and Defence
Policy and the opinion of the Committee on Research, Technological
Development and Energy (A4-0054/95),
A. whereas the
Non-Proliferation Treaty which entered into force on 5 March 1970
is due in accordance with its Article X for indefinite or periodic
renewal after 25 years, and whereas the Contracting Parties have
to take a majority decision on this matter in 1995,
B. whereas a
considerable number of the Contracting Parties, particularly those
from the Third World, have expressed scepticism regarding the
indefinite extension of the Non-Proliferation Treaty, principally
on the grounds that the Treaty discriminates against non-nuclear
States, that it offers inadequate protection against nuclear
proliferation and in particular that the nuclear powers have
failed to meet their obligations under the NPT (in particular Art.
IV and Art. VI thereof),
C. whereas the
concluding document of the 1985 Non-Proliferation Treaty Review
Conference called on the Conference on Disarmament to proceed to
early multilateral negotiations on nuclear disarmament, and that
this mandate has never been fulfilled,
D. whereas the
proliferation of weapons of mass destruction and ballistic
missiles represents a potential and growing threat to world peace
and whereas, in spite of repeated efforts to curb proliferation
and some partial successes in holding in check the number of
States possessing nuclear weapons, it has not been possible to
restrict the overall expansion of know-how and the capacity to
capacity to manufacture such weapons, with even States parties to
the NPT, such as Iraq and North Korea, having moved towards the
possession of nuclear weapons,
E. concerned that
Egypt, as announced in January, may leave the NPT and attempt to
acquire its own nuclear weapons if Israel does not accede to the
Treaty, thereby threatening to unleash a nuclear arms race in the
region,
F. whereas over 60
Contracting States to the NPT consider that the nuclear powers
have not adequately complied with their obligations under the
Treaty,
G. convinced that
agreement on an indefinite and unconditional extension of the NPT
will only be a possibility when certain conditions have been
fulfilled by the nuclear powers,
H. concerned that the
NPT negotiations could reach a stalemate, particularly if the
negotiations on a Comprehensive Test Ban Treaty (CTBT) also fail
to make any progress,
I. convinced that, in
spite of all its problems and shortcomings, the NPT represents the
main pillar in efforts by the international community to prevent
nuclear proliferation,
J. whereas the changed
political situation since 1990 regarding the dangers of nuclear
proliferation has meant that many supervisory mechanisms have
disappeared and whereas the range of ballistic missiles has
increased to an alarming level,
K. stressing that a
Comprehensive Test Ban Treaty (CTBT) is an essential aim with a
view to achieving an indefinite and unconditional extension of the
Non-Proliferation Treaty,
L. regretting that the
two EU nuclear powers, France and the UK, have not as yet publicly
expressed the same degree of support in the Geneva CTBT talks for
concluding such a Treaty as has, for example, the USA,
M. disturbed at the
nuclear tests still being carried out by the People’s Republic
of China in disregard of the international moratoria, in spite of
the Chinese Foreign Minister’s assertion that his government is
in favour of signing a nuclear test ban treaty,
1. Calls on the States
Parties to the Non-Proliferation Treaty, in particular the Member
States of the European Union and the nuclear powers, to fulfil the
elements listed below so as to permit the indefinite and
unconditional extension of the NPT at the New York Conference;
2. Calls on the Member
States of the European Union to put every effort into bringing
about the speediest possible conclusion of a Comprehensive Test
Ban Treaty (CTBT) at the Geneva Conference, and to take a joint
action to this end, according to article J(3) TEU;
3. Calls on the Member
States of the European Union, awaiting the above mentioned joint
action, they would openly refrain from any nuclear testing;
4. Calls on all
nuclear powers to fulfil their obligations under Article VI and to
agree on a timetable and funding plan to this end;
5. Calls on the Member
States of the European Union to take an initiative for a
negotiation in the UN Conference on Disarmament for a nuclear
weapons convention leading to global nuclear disarmament as stated
in the objectives of Article VI of the NPT;
6. Calls for a ban on
the production of fissile material usable for military purposes
and supports the call for the creation of an international office
to control plutonium and highly enriched uranium;
7. Supports the calls
by those States Parties to the NPT which possess neither their own
military nuclear capability nor any protection in the form of a
military alliance, for stronger guarantees of security (including
‘negative security guarantees’) enshrined in a treaty to
protect them against any threat or use of nuclear force;
8. Calls for the
nuclear powers to give a general and mutual undertaking, in the
context of the provisions of the NPT, to refrain from the first
use of nuclear weapons against non-nuclear states;
9. Calls for all NPT
Contracting Parties to comply with the provisions of Article 4 of
the NPT on cooperation aimed at the peaceful use of nuclear energy
on the territory of those Contracting States which wish for it,
including a guarantee at effective supervision of ‘dual use’
goods;
10. Calls for all NPT
Contracting Parties to stimulate international cooperation on the
development of alternative and sustainable energy sources as a
more promising strategy in order to meet the energy needs of all
Contracting Parties, and calls in particular on the Member States
of the European Union to introduce cooperation measures in this
area with the other Contracting Parties;
11. Calls on the
participants in the Conference to provide for unequivocal measures
to punish failure to comply with the provisions of the Treaty;
12. Considers that
effective sanctions must be imposed, under the auspices of the UN,
against Parties to the Non-Proliferation Treaty who can be shown
to have breached its provisions (such as Iraq and North Korea in
the past), as well as against other States producing nuclear
weapons apparently with a view to hostilities or blackmail;
13. Calls on the
international community to create the legal conditions for the
criminal prosecution of offences in connection with illicit
nuclear proliferation, including the illicit traffic in
radioactive substances and nuclear materials;
14. Calls on the
participants in the Conference, particularly the Member States of
the European Union, to ensure that the International Atomic Agency
in Vienna (IAEA) is given a firm financial basis and sufficient
staff to carry out its monitoring tasks;
15. Supports the
IAEA’s proposal for the introduction of environmental monitoring
and other methods of verification proposed in the IAEA 93+2
process;
16. Hopes that all
those states which have not as yet concluded a full-scope
safeguard agreement with the IAEA will do so;
17. Calls for the
nuclear powers to open all their own nuclear facilities to
inspection by the IAEA;
18. Supports the
establishment of a nuclear weapons register at the UN and calls on
the Member States of the European Union to take an initiative to
propose such a register during the NPT review conference;
19. Calls on all
states which have not in the past participated in the NPT to
accede to the Treaty, and calls on the European Union and its
Member States to develop a policy aimed at reducing tensions in
sensitive regions and at meeting the security concerns of nuclear
threshold countries if they agree to join the Treaty;
20. Welcomes the
decision by Kazakhstan, Belarus and Ukraine to join the NPT as
nuclear-weapons-free states, and calls on the Member States of the
European Union to honour these decisions, with their costly
consequences for the status concerned, by appropriate aid and
compensation measures;
21. Stresses, in this
context, the importance of ensuring the employment of former
Soviet military nuclear scientists for civil purposes and urges
the EU to be ready to contribute to this end;
22. Welcomes South
Africa’s exemplary decision to do away with its nuclear weapons
and accede to the NPT;
23. Urges the
participants in the conference to do their utmost to avoid a
‘temporary solution’ with uncertain consequences for the
entire international community;
24. Instructs its
President to forward this resolution to the Commission, the
Council, the Governments and the Parliaments of the Member States,
the President of the UN General Assembly and the Secretary-General
of the UN, the chairman of the UN Disarmament Conference in Geneva
and the Secretariat of the New York Conference on the
Non-Proliferation Treaty;
1 OJ C 115,
26.04.1993, p. 158
2 OJ C 194,
19.07.1993, p.206
3 OJ C 305,
31.10.1994, p.78
4 Minutes of 17
November 1994, Part II, item 15
Discussions Start on
the Future of European Security
By Tasos Kokkinides
At the OSCE Senior
Council held in Prague on 30-31 March, participating states began
discussions on "a common and comprehensive security model for
Europe for the twenty-first century". The Russian proposal for
these discussions was endorsed by all OSCE states at the December
1994 Budapest Summit. The discussions will lead to an OSCE-sponsored
seminar in September 1995 whose recommendations will be debated at
the OSCE ministerial meeting in December 1995, in Budapest.
Despite a commitment to
transparency, with the exception of Russia and Poland, no other
country made its thoughts public. The Russian and US proposals,
printed below, were made available to BASIC Reports together with
papers by the UK, Canada, Poland and France.
Delegation
of the Russian Federation
Unofficial Translation
REF.SC/9/95
31 MARCH 1995
English Only
REGARDING THE WORK
ON A MODEL OF UNIVERSAL AND COMPREHENSIVE SECURITY FOR EUROPE IN THE
21st CENTURY
In accordance with the
Decisions of the Budapest CSCE summit (section VII) Russia presents
the following considerations as a contribution to the discussion of
a model of universal and comprehensive security for Europe in the
21st century.
1. Europe is getting
ready to enter the 21st century freeing itself from the legacy of
the Cold War. At the same time the European security is facing new
challenges. There is an obvious threat of new divisions.
European structures
established in the past are all undergoing the process of
transition. The transformation affects not only East-West relations,
but also relations between Eastern and Central Europe, Western
Europe and the United States and Western and Central Europe. The
shaping of a common model will be accompanied by the continuous
process of transformation, while taking it into account and
orienting it towards a mutual rapprochement.
The strategic task of
the model, and of the work to develop it, is to create a common
space of security, stability and cooperation free from dividing
lines, and to establish a system of the broadest possible
interaction among all the countries.
2. The goal of the work
is to find adequate responses to major problems jeopardizing the
unity and security of the democratic Europe:
- weakness or
inadaptation to new conditions of mechanisms of consultations,
coordination and mutual complementarity of actions by the States and
the existing European structures; lack of legally binding norms to
deal with local crises and to manage security in situations
affecting the interests of individual States or groups of States;
- growing disparity
between the logic and specific obligations set forth in the
disarmament treaties of the "block period" and the
realities of the post-confrontational Europe; the CFE Treaty is but
one example;
- growth of xenophobia
and aggressive nationalism attitudes on a mass scale in the East and
West of Europe which serve to nourish extremist movements;
- disproportions in
social and economic development rates and technological disparities
which increase the risk of a new split in the continent, aggravate
the causes of inter-ethnic conflicts, enlarge the migration flows,
contribute to the growth of criminal structures in economy and
politics and reduce the economic cooperation potential;
- unfavourable
ecological situation threatening not only security but the very
existence of mankind.
3. Strengthening of
the OSCE, its transformation into an instrument of security and
stability in Europe does not necessarily secure its formal leading
role in any hierarchic system of organizations. It seems that
optimum results can be achieved through promotion of coordination
and interaction between the OSCE and other European institutions,
synthesis of several processes, integration into the framework of EU,
CIS; NATO transformation, strengthening and more precise definition
of the OSCE role, collective efforts to prevent and settle crises
and conflicts, inter alia, within the UN.
4. Development of the
model is a process of identification and fulfilment of common
concerns of the OSCE nations in political, economic, military,
and other fields.
5. We suggest to
formulate basic underlying principles for our consideration of the
model. Among them the following principles could be named: indivisibility
of security (no State shall strengthen its own security to the
detriment of other States and at the same time security for all),
comprehensive security (all aspects of security in military,
political, legal,environmental, humanitarian, cultural and other
fields shall be provided for in close relationship); and mutual
complementarity (security shall be built through mutually
complementing efforts by individual States and multilateral
institutions).
6. We suggest to
consider the following priority issues: How to develop efficient
tools designed to meet the interests of all OSCE member States in
the process of taking decisions of concern to them (a system of
consultations leading to binding decisions, participation in
decision-making by regional organizations, and regional "round
tables")?
What are the adequate
forms for achieving interdependency of democratic States (a
Euro-Atlantic (or Eurasian) cooperation treaty (or Charter)?
How to establish an
optimum balance between global, regional and subregional approaches
to the solution of European problems (what are the specific ways to
draw closer various processes, such as the integration within the EU
and the CIS, transformation of NATO, strengthening and further
defining the role of the OSCE; how to combine, in a harmonic way,
the collective efforts to prevent and settle crises and conflicts,
undertaken within NATO, the CIS and the UN)?
How to adapt and
supplement, in conformity with the realities of a new Europe, the
existing treaty basis of military security (inter alia,
through the elaboration of a new, non-block, full-scale agreement
(the CFE-2) designed to bring the military potentials in line with
the post-confrontational set-up)?
How to supplement the
OSCE agreements in the area of military security with regional
measures (cross-guarantees, regional "round tables",
regional peace-making mechanisms)?
How to accelerate
economic development in Eastern Europe and, at the same time, to
create more favourable conditions for pan-European development (a
possible line of action- the implementation of European economic
infrastructure projects for the 21st century, such as the
establishment of new high-capacity integrated energy supply,
telecommunication, rail and road transportation systems)?
The Russian side
reserves the right to put forward more detailed considerations on
each of the above elements taking into account views of other
countries.
US Delegation
Prague Senior Council
MARCH 30, 1995
REF.SC/12/95
31 MARCH 1995
OSCE-RESTRICTED
ENGLISH ONLY
Security Model for
21st Century Europe
In the U.S. view,
discussions of a security model for the twenty-first century must be
based on OSCE’s comprehensive definition of security, encompassing
human rights and democracy; conflict prevention generally, including
its economic and environmental aspects; political security; and
military security.
Such discussions should
aim at inclusive, integrated approaches to define new models of
comprehensive security, and should convey a sense of OSCE-wide
participation in the development of these models.
The status of
discussions is to be reviewed in December 1995 and at the next OSCE
summit in 1996. This first round of discussions should focus on the
basic principles that must serve as a foundation: broad, inclusive
approaches to comprehensive security in the OSCE sense.
What is the way ahead
for the next few months? The discussions should not be conceived of
as a negotiation. They do not replace ongoing negotiations or
negotiating fora. They do not call into question existing treaty
obligations in security related fields.
What they do touch upon
is the evolution of existing security institutions within the new
European security architecture. Discussions of models must proceed
on the understanding that the functions of existing organizations
are important, that their operation is a matter for these
institutions to determine for themselves, and that their evolution
is not a matter to be determined by OSCE (or any other
organization). The discussions will not establish formalized
linkages, methods of cooperation, divisions of labor or hierarchies
among security institutions.
Rather our discussion of
models should promote broader efforts at cooperation, including
regional and sub-regional agreements to foster good neighborly
relations. The aim should be to go beyond any one approach to the
future of European security. We will couch our contributions in
terms of "possible future models" to avoid creating the
impression that we are working toward a single, definitive structure
or blueprint.
According to the
Budapest decision, the security model exercise is not just an arms
control undertaking. The security model discussion cannot be limited
to, and indeed should not center on, military security, arms
control, or fora devoted principally to narrower definitions of
security.
Based on discussions
before and during the Fall 1995 Vienna seminar on the model, a
report describing what has been discussed should be presented to the
December OSCE ministerial. We foresee continuing OSCE-wide
discussions devoted to the model in an informal ad hoc group in
Vienna meeting once a month under the lead of the Chairman in Office
between this Senior Council meeting and the Fall seminar.
Our contribution will
stress the close relationship between NATO and the European Union as
interlocking security institutions which form the essential
foundation for new security structures in Europe. In doing so we all
must become accustomed to thinking about security in new ways. We
still have a tendency to think of security in military terms,
although the recent conflicts in the OSCE area have not been the
result of military/arms control problems, even if many of these
conflicts have elicited a military response. The threats to security
we now face are based on violations of human rights and fundamental
freedoms, unresolved ethnic and religious tensions, and an imbalance
in the tensions between the principle of territorial integrity and
that of free expression of self-determination.
Europe has evolved form
the Cold War period. Our models should reflect an evolution as well:
not a deconstruction of what has proven successful, but an
adjustment to prepare our successful tools to address the root
causes of today’s, and tomorrow’s, conflicts. The most
comprehensive of those tools is the OSCE. It is continuing to prove
itself indispensable in its preventive diplomacy work, its efforts
on behalf of national minorities, and its commitment to enhancing
human rights, democracy, rule of law, and protection of fundamental
freedoms.
We hope these first
discussions will center on the important principles of common
security in the new era, and the tools available for achieving our
goal of truly cooperative security structures. We urge all OSCE
countries to use this exercise to air their hopes and concerns, and
to approach the process in this spirit.
This edition of BASIC
Reports was
edited by Bronwyn Brady in London.
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