Government policy
towards nuclear proliferation is vital to the nation’s security.
This assumption is based upon the idea that the more nations possess nuclear
weapons, the more likely nuclear war becomes and that such a war would either
directly or indirectly have disastrous results for the UK.
Modern proliferation
policy was created in the 1960s. At its heart is the
nuclear Non-Proliferation Treaty (NPT). The Treaty resulted from an initiative
of the United States. This initiative in turn arose from an internal review of
US policy towards nuclear proliferation. The US at that time rejected the view
that extensive proliferation was acceptable and also rejected the idea of
creating a considerable number of client nuclear powers. The result has been a
policy of "Do as we say, but not as we do." For the West, nuclear
weapons are regarded as a source of instability when in the possession of
other states, but a source of stability when in the possession of Western
states and their allies.
The 1999 NATO Summit made clear that nuclear
weapons were not merely for use in response to a nuclear attack on the
Alliance. Its Strategic Concept stated: ‘Nuclear weapons make a unique
contribution in rendering the risks of aggression against the Alliance
incalculable and unacceptable. Thus they remain essential to preserve peace.
[…] They demonstrate that aggression of any kind is not a rational option.’
It also called the Alliance’s strategic nuclear forces ‘the supreme
guarantee of the security of the Allies’ and noted that ‘Nuclear forces
based in Europe and committed to NATO provide an essential political and
military link between the European and North Atlantic members of the
Alliance.’ In the UK it is often asserted that without nuclear weapons the
UK would no longer be able to claim any special reason for holding onto its
permanent seat on the UN Security Council.
Almost every nation has now
acceded to the NPT. Its value to non-nuclear states was recently described by
John Holum (US Under-Secretary of State for Arms Control and International
Security) as being the prevention of regional nuclear arms races (in a 13th
January 2000 USIA Worldnet interview). The vast majority of the
world’s nations, as represented by the Non-Aligned Movement and the New
Agenda Coalition, take the view that the NPT is a very different sort of
bargain. In their opinion they have agreed never to obtain nuclear arms
providing that the states with nuclear weapons agree to carry out nuclear
disarmament (see Article VI of the NPT and the Principles and Objectives of
the 1995 Review Conference). The question of linkage of non-proliferation with
disarmament is one on which the Government should take a view. Is the ‘Do as
we say, not as we do’ strategy sustainable?
Over several decades the
application of political power has helped sustain the Western policy of
denying access to nuclear weapons to new states. There have been failures -
France, China, India, and, Pakistan were all pressured by the US not to go
nuclear. A series of arrangements designed to control exports of dual use
nuclear and chemical items has been created. For example, they prohibit
missile transfers to specified states whilst permitting them between Western
allies. These kinds of discriminatory arrangements are deeply resented by
non-Western states, and this resentment contributes to demands for the
nuclear-weapon states to fulfill their NPT Article VI obligations. A key
element in US policy has also been to offer the threat of using its nuclear
weapons on behalf of its Allies as a way of persuading them that they need not
develop their own weapons. In the cases of Belgium, Germany, Greece, Italy,
the Netherlands and Turkey this has been extended to arranging for them to use
US nuclear weapons in wartime. This is an arrangement to which South Africa
and many other states have taken exception. Russia and China, the other
acknowledged nuclear powers, have, to varying degrees, participated in a
process of denying others access to nuclear weapons.
The structure of global
non-proliferation and arms control is impressive.The
UK has helped create a framework of treaties, agreements and regimes. The NPT
is supported by the Comprehensive Test Ban Treaty (CTBT) and the existence of
Nuclear Weapons Free Zones (NWFZ)). Each of the NWFZ is further strengthened
by its own treaty and set of protocols tying it into the broader
non-proliferation regime. Bilateral reductions of the Russian and US arsenals
have been brought about under the aegis of the SALT and START talks and this
process is projected to continue for years. Many nuclear weapons states also
participate in data-exchange and information-sharing arrangements. Four groups
have been set up in order to regulate the transfer of sensitive technologies:
the Zangger Committee, the Nuclear Suppliers Group, the Australia Group and
the Missile Technology Control Regime. There are treaties denuclearising the
seabed and outer space. There exists also a burgeoning list of regional and
technical security regimes and secretariats, many of which contribute to the
maintenance of strategic stability. The UK has played a constructive role in
many of these processes and arrangements.
The political foundations that underpin
the structures of non- proliferation and disarmament are being destroyed. The
adoption by the US, the UK and other states of the principle of military
involvement in other states’ internal affairs on the basis of evolving
international humanitarian principles has removed the ‘Westphalian
principle’ that has been the basis of inter-state relations for three
hundred and fifty years. As the Prime Minister noted in a speech to
the Economic Club of Chicago last year: ‘The most pressing foreign policy
problem we face is to identify the circumstances in which we should get
actively involved in other people's conflicts.’ A specific UN mandate for
action is regarded as desirable but not essential. The application of the
criteria for intervention is not consistent. It is argued that because we
cannot prevent all evil we should still do what we can. Many powers regard
this as a return to nineteenth century policy, where the moral authority of
the ‘White Man’s Burden’ legitimated military actions.
Whatever the benefits of this
change in grand strategy; after Kosovo, states may now plan to resist attack
by Western powers. Western conventional and nuclear supremacy may lead to a
demand for new means of inducing fear into the minds of Western strategists
and chemical and biological weapons are often referred to as having that
effect.
The abandonment of the principal
of state sovereignty by the UK is an attempt to move international politics to
a higher moral level while its attempt to introduce ‘an ethical dimension’
in its own foreign policy appears weak. Abandoning the principle of
non-intervention risks a return to anarchy in international relations. It is
the military equivalent of abandoning fixed exchange rates for currencies in
the 1970s.
The Government should consider
whether the UK should also reassess its policy on military intervention in
sovereign states and whether such action can only take place with the explicit
authority of a UN mandate or not at all.
US and allied policy no longer
regards nuclear weapons as a singular phenomenon but now sees them as falling
within a broader category of Weapons of Mass Destruction along with chemical
and biological weapons. Many other nations retain the traditional
view that nuclear weapons are in a class of their own because their
destructive capacity cannot be prevented by a vaccine; is uniquely reliable in
its mass effects; and uniquely destroys inorganic material as well as organic
life. A biological weapon may, in the right weather conditions, kill hundreds
of thousands of people in a city; a shift in temperature or wind can nullify
the intended effects. An attack on Washington DC is often given as an example
of BW effects, although that city has notoriously unpredictable weather.
Nuclear weapons work and destroy both people and property.
Many more states have
biological and chemical capability than have nuclear weapons. This greater
number of ‘WMD’ capable states can lead to the view that we already live
in a proliferated world and that non- proliferation can be discarded as a
failed strategy. The Government should consider whether the term
‘Weapons of Mass Destruction’ is useful in shaping policy, and on whether
it is correct to assume that we already live in an irrevocably proliferated
world.
Nuclear proliferation has
accelerated since the end of the Cold War. During the 1970s and 1980s there
was little change in the number of states having or thought to have nuclear
weapons. In the last decade two non-NPT states have become nuclear
powers, India and Pakistan. The Indian position has been that its nuclear
status has come after prolonged and failed attempts to engage the Nuclear
Weapon States in nuclear disarmament talks. Western policy makers dismiss
this, and often state that Western nuclear policy does not encourage
proliferators. The similarity of Indian and Pakistani nuclear doctrines to
NATO policy provides additional contrary evidence. Little action has been
taken by the West or the broader international community to change these
states policies. This fits the long-term pattern of US-led policy, opposing
proliferation until it happens and then reaching an accommodation with the
proliferator after the fact. Indian and Pakistani actions have neither
resulted in new disarmament initiatives that would include them nor in
significant penalties being imposed against them.
These two states adopted a nuclear
status after the NPT was made permanent in 1995,India regarding this as an
agreement in which the Nuclear Weapons States had permanent status. Their
decision also came after the CTBT imposed upon them the responsibility of
having to sign the Treaty for it to enter into force resulting in extra
pressure on its political process. A treaty which they regard it as
discriminatory as the existing Nuclear-Weapon States are pursuing new methods,
simulation, above ground non-explosive tests, laser fusion etc. to continue
the development of new weapons. These methods are not available to India and
Pakistan. Israel is the other nuclear power outside the NPT. No attempt has
been made to bring Israel into international regimes.
Two NPT members, Iraq and North
Korea, have made partially successful attempts to become nuclear powers. The
NPT has played an important role in providing the basis for constraining them.
The experience with Iraq has strengthened the view of some that NBC
proliferation cannot be controlled, and that there is no international will to
do so. The early spectacular successes of UNSCOM (UN Special Commission) were
based upon an unprecedented consensus in international affairs at the end of
the Cold War. The early UNSCOM experience remains an example of the tangible
security benefits that result from a political investment in achieving
international consensus.
The United States is no longer a
reliable leader in the area of international legal controls on nuclear and
other armaments. The rejection of the CTBT by the US Senate and the
wider desire to withdraw from the Anti-Ballistic Missile (ABM) Treaty are not
aberrations in US politics. Neither the US President nor his Secretaries of
State and Defense exerted themselves to get the CTBT ratified. The political
leaders who supported the Treaty in Congress and the Administration while its
was being negotiated are no longer in office.
The Clinton
Administration has shown little interest in strategic arms control with
Russia. Whereas President Bush had concluded the START II Treaty before START
I had been ratified, the present Administration and Congress have been content
to wait on the lengthy ratification processes before moving to START III. This
Administration did not continue the process of reciprocal unilateral actions
pioneered by President Bush. It can only be hoped that this is changing. There
is some political momentum behind the idea of mutual ‘de-alerting’ of
strategic forces.
The growing rejection of arms
control prevented US adherence to the anti-personnel landmines treaty and the
International Criminal Court, created damaging amendments to the ratification
of the Chemical Weapons Convention, and is currently leading the US to reject
an effective verification protocol to the Biological Weapons Convention. The
rejection of arms control is matched with a refusal to submit to international
law, most notably the rejection of the International Criminal Court because it
would have jurisdiction over the actions of US soldiers abroad.
The ‘anti-arms control
view’ in the US assumes that Russia has violated the Biological Weapons
Convention and the START Treaty, that Iraq and North Korea have shown the
uselessness of non-proliferation regimes and that controls only places limits
on us. There is some truth in these views. However, arms control does not have
to be perfect to be useful. Military force is a limited policy tool but these
limitations do not result in abandoning military force altogether.
There is a steadily strengthening view in the
US against relying on mutual nuclear deterrence in national strategy.
The idea that Americans must not be threatened with any kind of
missile has lead the Administration to consider deployment of an National
Missile Defence (NMD) system within five years and many within the Republican
Party to reject the ABM Treaty out of hand. It is important to note that the
rejection of mutual deterrence does not indicate any desire by US policy
makers to attack any other state, merely that the US should not be in
inhibited in politico-military action that it may be wish to take.
It should also be noted that
there is considerable evidence that ‘rogue’ missile threats have been
grossly exaggerated. The Government may wish to examine the nature of these
threats and consider whether exaggerating threats only serves to strengthen
the hand of potential adversaries.
The rationale for missile defences
against ‘Rogue States’ rejects the idea that they should be permitted to
threaten the US. The acceptance of such threats was the basis of the
deterrence idea of "Mutual Assured Destruction.’ US policy makers
reject the idea of being deterred by ‘lesser’ states such as Iraq or
Libya. It is also thought that where an opponent is deemed irrational, a
deterrence which relies on rationality and insight into one’s opponent’s
mind-set is not a reliable tool. Some, such as General George Lee Butler
(Commander-in-Chief, US Strategic Command 1992-1994) believe that deterrence
was always a false basis for policy throughout the Cold War and was ‘a
conversation we had with ourselves’. The word ‘deterrence’ became an
unassailable brand name that could sanctify any policy.
Less clearly stated by US policy
makers is the rejection of mutual deterrence with respect to Russia and China.
The combination of ready nuclear missiles and missile defences provides a
counter-force or first strike capability. Limited missile defences have in
this case only to manage a few forces which may survive after they have been
attacked with precision conventional weapons and nuclear weapons. Today,
land-based mobile missiles alone constitute a Russian assured
‘second-strike’ deterrent, under START II they will be confined to single
warheads.
The US position in the present
START III and ABM discussions with Russia provides a useful insight. The US
will not, so far, go below a floor of 2,000-2,500 ready long-range warheads
although Russia prefers a level of 1,500 or even less. Thus the US is prepared
to see Russia retain twice as many warheads as it wishes to. One reason is
that the US has little confidence that Russia will be able to field such a
force. The other is that the US Single Integrated Operational Plan requires
some 2,000 warheads to target Russian nuclear forces and national
capabilities. China has a force of around a score of long-range missiles and
is only very slowly increasing them. Against China, US missiles and defences
offer an even more powerful combination. There have been some reports that
nuclear weapons are also needed to target ‘rogue states’, however, even if
there were any credible targets, the numbers involved are tiny.
Policy discussion about the value
of nuclear weapons in mutual deterrence or counter-force rarely examines how
they might be used. The failure to think through nuclear targeting may result
in the UK basing its policy on an instrument which is in the end unusable. US
Generals Butler, Horner, and Powell, who were responsible for nuclear planning
in the Gulf War, all found no way they could be used effectively, and yet the
Gulf War is routinely cited by those who had no such responsibility as being
the type of occasion when nuclear weapons are useful.
It may be argued that missile
defences will not work, will create an arms race and are too expensive. These
arguments are less and less influential in Washington. It can also be argued
that eliminating the threat through arms control and disarmament is a far
better option than last-ditch defence or relying on an unusable weapon. On one
critical point disarmament advocates and missile defence advocates agree.
Mutual Assured Destruction is not a rational policy. Ronald Reagan compared it
to Russian roulette.
Key questions the Government
should consider are whether it supports the UK’s involvement in measures
that would change or scrap the ABM Treaty including the use of UK facilities,
and how the end of the Treaty would effect affect UK policy. The Government
may also wish to reassess the value of the idea of mutual deterrence.
What course of action is the UK likely
to take? The United Kingdom remains committed
to the traditional arms control and non-proliferation agenda. The Prime
Minister invested his personal reputation in the attempt to persuade the US
Senate to ratify the CTBT. The multiple assaults on the foundations of
traditional policy described above may be familiar to officials but they are
regarded as adaptations of an existing pattern of controls rather than as
indicators of fundamental change. As a US ally the UK is generally comfortable
with America’s global military supremacy. The lack of resolution of the
UK’s European allies over Iraq supports the assumption that in serious
military situations the US is indispensable.
Rebuilding the foundations of
non-proliferation and disarmament policy. A business as usual approach to
non-proliferation policy has been ineffective, and unchanged policy is
unlikely to be any more effective. Further nuclear proliferation in
Asia and the increasing deployment of missile defences are the likely next
phases of a familiar action-reaction cycle. The military axiom that defensive
capabilities always develop more slowly than offensive ones will only fuel
this new arms race. The relatively small number of states who have ratified
the robust new safeguards protocols is another indicator of the need for
policy renewal.
The disarmament approach may not
be the only solution but it is clearly the Cinderella of international policy
at the present time. If disarmament policies are thought to have any
significant chance of improving national and international security, they need
immediate and strong reinforcement. The UK should press for NATO to formally
adopt this position. Such action will constrain UK action to prevent mass
killings in other states but it is necessary to assure states that they will
not be attacked arbitrarily.
UK non-proliferation and
disarmament policy is being represented in a number of international
negotiations. The Committee may wish to consider what policies the UK should
be pursuing in these fora, and may wish to consider whether the options
outlined below would enhance national and international security. In this
context the Committee may wish to take account of possible adverse reactions
from our Allies who may oppose new disarmament and non-proliferation
initiatives.
The UK should reassess its own
nuclear doctrine and state that British Nuclear Weapons will only be used if
the UK is attacked with nuclear weapons. It may be that the United States
regards support for its existing policies on this matter as necessary if it is
to continue to provide essential parts of the UK’s nuclear programme. The US
is understood to have told some European Allies that it might withdraw its
nuclear weapons from Europe if they voted for the new nuclear disarmament
agenda at the UN last year.
The UK has under the previous
government carried out a series of unilateral reductions in UK nuclear forces.
These helped the arms control process at the end of the Cold War and helped
ensure a permanent NPT. They should be continued by ceasing to keep Trident on
patrol and by removing warheads from the submarines.
The world’s foremost disarmament
negotiating body is the Conference on Disarmament at Geneva.
The vast majority of nations support opening multilateral talks aimed at a
agreeing a Convention effectively banning nuclear weapons worldwide. The
present position of the Government is that the UK will only enter into talks
when US and Russian forces are reduced to the British level. UK support for
such talks now would not require any action by the UK affecting British
forces. A Nuclear Disarmament Convention will take many years to negotiate. A
final agreement may involve a succession of stages. The verification regime
and the need for military action against states breaking out of the Treaty are
but two of the issues which need to be explored.
Many states have argued that the
lack of progress in disarmament incites proliferation and reduces
international political will to act against proliferation. The opening of
nuclear disarmament talks would provide a useful test of this proposition.
There is nothing to lose and much to gain from starting the process.
The Conference on Disarmament is
attempting to begin talks on a Fissile Material Cut-off Treaty. The Treaty
under consideration at present is far too limited in scope either to be
effective or to receive sufficient political support. It must include all
types of fissile material in all states. If the present logjam continues it
should not be permitted to delay progress in other areas.
The process would be helped if the
UK agreed to allow its existing stocks to be included in the regime. I think
this is a misreading of the situation now. It is much worse than even a year
ago. Practically the only thing that would help is for the P5 to move to sign
a treaty amongst themselves on the lines they already agree on and then invite
others to join, then in a second phase move to a treaty controlling stocks,
tritium production and the other problems. Even this is no guarantee that
anything would actually happen. The problem now is that the P5 are not
prepared to move without India and Pakistan, and those to quite rightly
believe that the P5 are trying to make it impossible for them to produce
nuclear weapons. That's before we even get to Israel and the fact the US will
block any pressure on them. The FMCT is a fantasy idea going absolutely
nowhere fast. They need to walk away from it and find something else to do
first, or prove they are willing to be constrained themselves before anyone
else will join in - else it is just another piece of nuclear apartheid. The
NPT conference will discuss a new five year agenda of benchmarks and
Objectives for non-proliferation and disarmament. The Government may
wish to examine the commitments made by the UK in 1995 to the Enhanced Review
Process, the Principles and Objectives and the statement on the Middle East.
The UK should, where possible in concert with its European partners, propose a
number of new benchmarks and Objectives for implementing the Treaty which are
already favoured by many states.
New benchmarks and Objectives
might include:
1. Accepting as authoritative the Advisory
Opinion of the International Court of Justice concerning Article VI, adopted
unanimously, which states that: ‘There exists an obligation to pursue in
good faith and bring to a conclusion negotiations leading to nuclear
disarmament in all its aspects under strict and effective international
control;
2. Urging that the Russian
Federation and the United States of America bring the Treaty on Further
Reduction and Limitation of Strategic Offensive Arms (START II) into force
without delay and to commence negotiations on START III with a view to its
entry into force by 2005, further working with the P5 towards a statement at
the Review Conference that these negotiations are an important step on the
road to implementation of Article VI obligations;
3. Seeking a UN Security Council
discussion of the nuclear weapons doctrine of its permanent members;
4. Reaffirming the central role of
the CTBT as a disarmament treaty by stating that research and development on
qualitative nuclear warhead improvements will not be undertaken, either alone
or in partnership with other nuclear weapon states;
5. Affirming that NATO will
never be the first to use a nuclear weapon in any circumstances, that the
Alliance will cease to prepare the wartime transfer of nuclear weapons to its
non-nuclear members and nuclear weapons are no longer needed to link Europe
and North America since this link is based upon shared values.
NATO has begun a comprehensive
policy review of confidence and security building measures, verification, arms
control and disarmament. The UK should consider proposing a range of
measures, additional to those already mentioned, including:
1. Facilitating NATO-Russia
negotiations on eliminating remaining tactical nuclear weapons since these
weapons are a source of considerable concern to both parties.
2. Discussing measures to fully
implement the NPT as described above. The Alliance successfully led the way in
1993 in calling for the NPT to be made permanent in 1995. It has a collective
responsibility to implement the agreements that made the 1995 decision
possible. A common Alliance position on implementing the NPT is needed.
3. Preventing the Alliance from
being split by the United States over the issue of missile defences. The
Alliance and should not endorse changes to the ABM Treaty or become engaged in
the use of facilities in NATO Europe for missile defence.
Little is currently taking place
in this NATO internal discussion. The Government may wish to take a view on
why the Alliance is less engaged in arms control of all kinds than during the
Cold War. It may also wish to consider why there is so much more momentum in
to the military aspects of countering proliferation.
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