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NATO
Nuclear Policy:
Between Disarmament and
Pre-Emptive Nuclear Use
18 November 1999
By Martin Butcher, Visiting
Senior Fellow
Reports from Agence
France Presse that the US is preparing to announce the withdrawal of all
remaining tactical nuclear weapons from Europe have thrown the spotlight
on the NATO nuclear policy review. This process, decided at the Washington
DC Summit in April is due to be launched by NATO Defence Ministers as they
meet this December in Brussels.
On November 4, AFP reported that the US
had taken the decision to remove the remaining tactical nuclear weapons
from Europe, while leaving them theoretically available to NATO and
leaving the basing infrastructure in place. The story was based on well
placed military and diplomatic NATO sources. BASIC's own sources in the US
have been unable to substantiate the story, but it is perhaps significant
that DoD spokesman Ken Bacon, questioned about the reports merely replied
that he had "no information" on the story - a classic non-denial
denial. It is possible the US was letting slip a trial balloon, to see how
the story would go over in Europe before deciding to press ahead. It is
also possible that the leak, timed to coincide with the vote in the UN
First Committee on disarmament resolutions, was a kind of threat to NATO
members. Germany, Canada and the Netherlands had all been hesitating over
a 'Yes' vote on the New Agenda Coalition resolution - this may have been a
warning to them.
Whatever the truth, the leak came at an
interesting time. The NATO Nuclear Planning Group meeting on December 2/3
is likely to be taking important decisions on the direction of NATO
nuclear policy. Implementation of the Washington Summit decision to hold a
review of policy postponed, but didn't end, the controversy over the
future role of nuclear weapons in Alliance policy.
Nuclear weapons and their role in NATO
defence strategy were a cause for controversy during the debates on NATO's
new Strategic Concept, unveiled at the Alliance's 50th Anniversary Summit
in April 1999. The controversy centred around a clash between
American-British-French insistence in maintaining a central role for
nuclear defence, and German, Canadian and Dutch insistence on a wider
debate on the role of nuclear forces in a post-Cold War environment. This
potential embarrassment was swept deftly under the carpet with a promise
from the US for a full review of all aspects of NATO nuclear policy after
the Strategic Concept was agreed.
During the Washington Summit in April,
the member states of NATO issued several documents, including a 'Summit
Communiqué'. Paragraph 32 of that Communiqué stressed NATO's commitment
to arms control and disarmament and reiterated the Alliance's interest in
containing proliferation. As well as launching an Initiative on Weapons of
Mass Destruction, the Allies promised to do the following:
'In the light of overall strategic
developments and the reduced salience of nuclear weapons, the Alliance
will consider options for confidence and security building measures,
verification, non-proliferation and arms control and disarmament. The
Council in Permanent Session will propose a process to Ministers in
December for considering such options.'
Sources on NATO's International Staff
told BASIC Reports that initial meetings after the Summit produced little
agreement. The essential differences on the role of nuclear weapons in
Alliance policy remains unchanged. The US and UK argue strongly for the
new Strategic Concept to be exempted from the review, and that it should
concentrate on arms control and non-proliferation alone. Other nations,
including those prominent in the debate before the Summit, remain
convinced a wide review of NATO nuclear policy and doctrine is essential.
The nuclear weapon states in NATO have
privately said that if there is to be a wide review then a full range of
potential policies must be discussed, including potential use of nuclear
weapons in Counter-Proliferation policy. This position has been reflected
in a series of answers given by the US Department of Defense to Senator
Harkin in response to questions submitted by him during hearings earlier
this year. Sources who have had access to MC400/1 have told BASIC Reports
that it contains phrasing which, while ambiguous, could be interpreted to
allow for the use of NATO nuclear forces against potential Chemical,
Biological or nuclear weapon proliferators posing a threat to the
Alliance. This is widely thought to already be US national doctrine as set
out in Presidential Decision Directive 60, signed by President Clinton in
November 1997. (See Nuclear Futures:
Proliferation of Weapons of Mass Destruction and US Nuclear Strategy.)
The DoD told Senator Harkin that
"US national nuclear policy is established by the President of the
United States and is in no way influenced by allies...". The answer
continues ".. NATO nuclear policy has historically been consistent
with US nuclear policy." The answers also state that "US
strategic and theater nuclear doctrine is established by the President and
set forth in a series of increasingly detailed documents. (deleted) US
nuclear doctrine applies equally to US forces stationed or deployed
anywhere in the world, to include those in Europe."
In short, US nuclear forces deployed in
Europe are available for potential use against WMD proliferators, whether
or not WMD are used against NATO. Secondly, the US would expect to use its
influence in the Alliance to apply this doctrine within NATO as a whole
including those nations which, although nominally non-nuclear under the
Non-Proliferation Treaty, have US nuclear weapons deployed with their air
forces and train those units of their national air forces for nuclear
missions. The countries which participate in this NATO nuclear sharing are
Belgium, Italy, Greece, Germany, The Netherlands and Turkey.
There was little or no discussion of
these issues at the Defence Ministers' Informal Meeting in Toronto from
the 21st-22nd September and news from fora such as
the Nuclear Policy Committee and other groups remains private.
The Alliance continues to maintain a
careful silence over its current and future nuclear policies. In
conversation with BASIC Reports and on the condition of anonymity,
officials from several national delegations hinted at what was happening
to the 'process' which had been decided in Washington. Whilst seeming
extremely reluctant to speak on the issue, most gave the impression that
some new confidence and security building measures would be announced at
the December Ministerials, but that the essence of NATO's nuclear
doctrine, as set out in the 1999 Strategic Concept, would remain
unchanged.
Other sources have indicated that the
question of the nuclear policy review has been caught up in the review of
the secret NATO strategy paper based on the Strategic Concept. The
strategy described in a document called MC400/1 was last updated at the
Berlin North Atlantic Council meeting in June 1996. The new version,
MC400/2, is being written to accord with the new Strategic Concept. Some
voices within NATO are arguing that the Strategic Concept also needs
rewriting after the Kosovo War, and that simply rewriting MC400/1 is not
sufficient. The question of the use of nuclear weapons in
counter-proliferation missions will certainly be extremely controversial
in this process.
In an official reply to a questionnaire
sent out by BASIC, the Dutch Ministry of Foreign Affairs confirmed that
the December Ministerials would be the likely forum for the announcement
of new policies, adding 'A process for considering such options will be
proposed to the North Atlantic Council of December 1999.' In response to a
question on the specifics of the proposed confidence and security building
measures, the Foreign Ministry replied: 'The Netherlands is actively
investigating measures that would be feasible in this context, and prefers
to discuss those with NATO allies before making public statements on the
issue.'
This longstanding debate makes the
possibility of the withdrawal of the US free fall bombs all the more
interesting. While this would not be incompatible with adoption of a new
nuclear policy in MC400/2, it would make the policy difficult to apply.
NATO nations in Europe would be extremely reluctant to allow nuclear
weapons back on their soil except in the most extreme cases of national
emergency. Any possible use of nuclear weapons under counter-proliferation
doctrine would be seen as a US and not a NATO operation. On the other
hand, the US and its allies would gain double credit for the withdrawal in
world opinion. The announcement of the withdrawal will be favourably
greeted, and the announcement - possibly at the NPT Review Conference in
April 2000 - that the withdrawal was complete would deflect off much of
the pressure currently building against nuclear weapon states in that
forum. The US would also win back the favour of some allies who, already
dissatisfied with the direction of NATO policy, were angered by the US
Senate rejection of the CTBT. Withdrawal would be a win-win policy for the
US and NATO.
The meeting of Defence Ministers in
Nuclear Planning Group session on December 2/3 as part of their Winter
ministerial is likely to be the most interesting for some time.
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