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US Chemical 'Non-Lethal' Weapons in Iraq: 
Violation of the Chemical Weapons Convention?

David Isenberg

 

The Non-Lethal Weapons Program

It is increasingly an Orwellian world. Up is down. White is black. Invading another country is providing for the defense of your own.  And now, it appears that the use of lethal weapons will be ‘non-lethal’, if, as increasingly appears probable, so-called ‘non-lethal weapons’ (NLW)[i] are used by the United States in Iraq.

Military interest in NLW goes back many years. In 1991 then Defense Secretary Dick Cheney established a Non-Lethal Warfare Study Group chaired by his undersecretary for policy, Paul Wolfowitz.[ii] Even back then there was disagreement about how non-lethal such systems would be. According to an April 1991 memo from Wolfowitz to then-Deputy Defense Secretary Donald Atwood, NLW “disable or destroy without causing injury or damage”. But comments written in the margin, apparently by Atwood, said “This claims too much”.[iii]

The US-led invasion of Iraq threatens to use new types of NLW, many for the first time. Some may be used to weaken the ability of Iraq to fight back by shutting down critical electronic systems. These include: ‘blackout bombs’, which spit out spools of carbon filaments to short out power lines; electromagnetic pulses - "E-bombs" – that fry computer and communication circuitry; and high-power microwave weapons.[iv]

NLW advocates have long tried to build support for these systems by characterizing them as a means of making war more humane. But such claims are highly questionable. A 1994 Defense Science Board study noted that “non-lethal incapacitating chemical agents could lead to greater lethality by making enemies more vulnerable to lethal weapons. So, the results of non-lethal weapons are not clear-cut in all cases.”[v] Another 1994 study by three military officers noted:

Ironically several moral issues arise from the use of non-lethal means. The effects of non-lethal coercion may be similar to those of economic sanctions; the target country’s leadership may be able to apportion resources so as to minimize the threat to their own power while the general populace suffers. For example, although the Iraqi electrical power generation capability was attacked non-lethally in the Gulf War, the impact on some civilians (by knocking out power to hospitals, water treatment plants, sewage systems, etc.) was fatal.[vi]

Riot Control Agents

Another controversial category of NLW likely to be used in Iraq is toxic riot-control agents (RCA), such as tear gas, CS gas, and pepper spray.  The media has reported that the United States is preparing to use such agents in Iraq particularly if the conflict centers on street fighting in Baghdad itself, as seems likely.

The use of riot control agents would possibly break the Chemical Weapons Convention (CWC), which entered into force in 1997. If US forces were to use these agents, it would drive a wedge between themselves and their closest coalition partners, the British Government, which is opposed to their use.  The CWC bans the use of these agents in battle, not least because they risk causing an escalation to full chemical warfare.  This applies even though they can be used in civil disturbances at home.  It is British policy not to allow troops to take part in operations where riot control agents are employed.  The U.K. Ministry of Defence has reportedly warned the United States that it will not allow British troops to be involved in operations where riot control agents are used, or to transport them to the battlefield.[vii] The International Committee of the Red Cross has also warned that use of such agents would violate the CWC.[viii]

Nonetheless the US Marine Corps confirmed that CS gas and pepper spray had already been shipped to the Gulf.[ix] Secretary of Defense Donald Rumsfeld testified to Congress on February 5 that Pentagon officials are fashioning rules of engagement that could allow the US military to use non-lethal agents if the United States attacks Iraq.[x]

It cannot be overemphasized that what Rumsfeld appears to be proposing would be illegal and a violation of the rules set down by the CWC, which states that "any chemical which through its chemical action on life processes can cause death, temporary incapacitation or permanent harm to humans or animals" is forbidden as a method of warfare.  The United States, along with some 150 other countries, including the United Kingdom, have ratified this treaty and are pledged to uphold it.[xi] The US ratification included a number of exemptions which might make permissible – from the US Government’s viewpoint – the uses of riot control agents that the Department of Defense is contemplating, even though Article I of the CWC clearly states “Each State Party undertakes not to use riot control agents as a method of warfare.”

Yet a close reading of the text and negotiating record of the CWC shows that RCA forms both a special class under the CWC and also fall under the category of ‘toxic chemicals’, with all the restrictions imposed upon classic chemical weapons.  The US interpretation of the CWC regarding RCA is invalid because it evades the requirement that prohibit the use of toxic chemicals, except where intended for purposes not prohibited under this Convention.

However, in recent years, the Pentagon has gradually turned to new and dangerously loose interpretations of the CWC that would allow the military use of incapacitating chemicals.  The changes in policy amount to a "very serious assault" on the CWC, warns microbiology professor Mark Wheelis of the University of California, who has written extensively on chemical and biological weapons issues:

And it is being guided by very narrow, shortsighted tactical concerns.  If the United States is allowed to continue to develop [calmatives] sooner or later we are going to be employing artillery shells and aerial bombs [loaded with calmatives].  And we are going to have troops trained to use them. If the United States does this, other countries will follow suit.  The long-term implications are quite profound.[xii]

According to Wheelis, it amounts to no less than "preparing for chemical war".[xiii]

As British chemical warfare expert Alastair Hay noted, Rumsfeld, in his testimony referred to the CWC as a "straitjacket" limiting US options in war.  What the United States should be able to do, Rumsfeld claims, is resort to the use of non-lethal agents in combat situations when there are civilians present and there is a need to preserve life.  He gave two examples.  The first was "when transporting dangerous people in a confined space", such as within an aircraft. The second was when "women and children" are trapped with enemy troops "in a cave”. [xiv]  

Most nations consider that such action is forbidden by international law.  The CWC explicitly forbids the use of riot-control agents except for domestic law enforcement purposes.  Under the CWC these and other chemicals can also be used for policing operations if domestic national law permits them.  The exemption applies only to those policing operations and not to any external armed conflict.  It would be stretching credulity to argue that the current conflict with Iraq is a simple policing operation.  Furthermore, US armed forces are forbidden by the Posse Comitatus Act of 1878 and related regulation from domestic law enforcement.

Incapacitating calmatives: pharmaceutical weapons

‘Calmative’ gases could also be employed in Iraq.  These are commonly referred to as ‘incapacitating agents’, and have been in the news since their use in the rescue of hostages held in a Moscow theater in October 2002.[xv]  NLW advocates called it a success as most of the hostages were rescued.  But it should be pointed out that around 16% (120) of the hostages died of effects of the chemical agent (as well as all of the captors, who were executed by security forces while they were comatose).[xvi] 

Such lethal consequences are inevitable. When any substance is delivered through the air it is impossible to control the individual doses. The fact that surgery patients periodically die while under anesthesia, which is a far more controlled situation than would occur with NLW use on the battlefield, illustrates the impossibility of using calmatives without causing fatalities.

In fact, as an analysis by the Federation of American Scientists (FAS) points out, a categorical distinction between lethal and non-lethal agents is not scientifically feasible.  Not only are certain individuals more susceptible to some agents, but synergy between two different non-lethal agents may make their combination highly lethal to everyone.  Rational strategies to discover such synergistic pairs will soon be available.  Thus, the development of multiple non-lethal agents may provide a lethal CW capability, illustrating the importance of their development to the integrity of the Chemical Weapons Convention.  Even without synergism, stockpiles of non-lethal weapons and munitions would defeat a fundamental goal of the Convention, to exclude completely the possibility of the use of chemical weapons by preventing states from entering a war with a stockpile of CW whose use is proscribed, but which might nevertheless be employed under pressure of military necessity.[xvii]

This should not have come as a surprise.  According to Julian Perry Robinson, director of the Harvard Sussex Program on chemical and biological warfare at the University of Sussex in England, Britain abandoned its program at the Porton Down research center, active in the 1960s, to seek a usable calmative agent related to fentanyl.  One reason was that scientists could not find an agent that would come close to the 2 per cent lethality limit it required of ‘non-lethal’ agents.  The US Army also destroyed stocks of the incapacitant it developed, BZ, a hallucinogen, because of its unreliable effects.[xviii]

Indeed, even a report released in November 2002 by the National Research Council, that was generally sympathetic to the idea of NLW use,[xix] stated:

Chemical non-lethal weapons programs that deliver chemical contaminants to a crowd—other than riot control agents—would likely fail in meeting the Hague requirement for ‘distinction’ as the delivery method is not isolated and/or cannot be controlled well enough to prevent the chemical contaminants from affecting people who are not related to the intended military target.[xx]

It also noted, “it is unlikely that calmatives in their current form will be lawful under international law, when used in warfighting situations.”[xxi]

In the Moscow theater siege, at around 16%, the lethality of the chemical calmatives was comparable to that of conventional lethal technologies such as firearms in military combat (typically about 35%), artillery (20%), or fragmentation grenades (10%).   In fact, ’lethal’ chemical weapons are comparable; in World War I the lethality of gas was about 7%.  All currently available chemical incapacitating agents would certainly fall into this range in normal use, and thus must be considered lethal technologies, in the same category as traditional chemical weapons.[xxii]

FAS developed a mathematical model to predict fatalities from such agents which found that when an incapacitating agent that is exceptionally safe by pharmacological standards (therapeutic index (TI) =1000)[xxiii] is delivered under ideal conditions to a uniformly healthy population, 9% of victims would die if the goal were to incapacitate almost everyone (99%) in a particular place (often an enclosed space), as in hostage rescue or urban military operations.[xxiv]

Pharmaceutical substances are seen by some as the key to a new generation of anti-personnel weapons.  Although it has denied such research in the past, a Pentagon program has recently released more information confirming that it wants to deploy pharmaceutical weapons. 

Nor are the physical effects of such agents the only problem they present. Other potential adverse impacts include:

  • Development of chemical incapacitants by one country will encourage others to follow suit. As a result, incapacitants would become an available temptation to the military in many countries for illegal use in armed conflict.
  • Incapacitants in the hands of the military were routinely used in Vietnam as adjuncts, not alternatives, to lethal force. Such use was later determined to violate the rules of war, as subsequently codified in the 1977 Additional Protocol I Related to the Protection of Victims of International Armed Conflicts and two earlier international treaties.[xxv] 
  • Once developed, chemical incapacitants are likely to proliferate to terrorists and other non-state actors, thereby increasing their lethal reach. According to the Center for Nonproliferation Studies tear gas was used 27 times in 1999 by nonstate actors.[xxvi] 

US Deployment

According to the Sunshine Project, the Joint Non-Lethal Weapons Directorate (JNLWD) and the US Army's Soldier Chemical Biological Command (SBCCOM) are leading the research.  Of interest to the military are drugs that target the brain's regulation of many aspects of cognition, such as sense of pain, consciousness and emotions like anxiety and fear.  JNLWD is preparing a database of pharmaceutical weapons candidates, many of them off-the-shelf products, and indexing them by manufacturer.  It will choose drugs from this database for further work and, according to Rumsfeld, if President Bush signs a waiver of existing US policy, they may be used in Iraq.  Delivery devices already exist or are in advanced development.  These include munitions for an unmanned aerial vehicle or loitering missile, and a new 81mm chemical mortar round.

And despite internal concerns the Pentagon appears to be proceeding with plans to field such agents.  In late 2002 the media reported that the US military has initiated a plan to research and develop so-called non-lethal chemical agents for a wide range of possible civilian and military purposes.  The plan calls for demonstrating the feasibility of a ‘safe, reliable’ chemical immobilizing agent or agents for non-lethal applications in appropriate military missions and law enforcement situations, according to the document, Chemical Immobilizing Agents for Non-lethal Applications, a solicitation for corporate bids to perform the research.[xxvii]


[i] The military has also used other terms, such as “low lethal,” “mission kill,” and “soft kill,” in an effort to categorize systems that do not directly purport to inflict casualties or cause large-scale property damage. Source: Lt. Col. Alan W. Debban, “Disabling Systems: War-Fighting Option for the Future,” Airpower Journal, Spring 1993, p. 45.

[ii] David C. Morrison, “Bang! Bang! You’ve Been Inhibited,” National Journal, March 28, 1992; Neil Munro and Barbara Opall, “Military Studies Unusual Arsenal,” Defense News, Oct. 19-25, 1992; Thomas E. Ricks, “New Class of Weapons Could Incapacitate Foe Yet Limit Casualties,” Wall Street Journal, January 4, 1993, p. 1.

[iii] Defense Week, August 1, 1994, p. 4.

[iv] Brad Knickerbocker, “Can New Arms Cut Casualties?: Iraq war could test weapons aimed at stifling electronics and controlling large groups, but they raise ethical issues; Christian Science Monitor, March 11, 2003, p. 1.  See also David A. Fulghum, “ALCMS Given Non-Lethal Role,” Aviation Week & Space Technology, February 22, 1993, p. 20; David A. Fulghum, “EMP Weapons Lead Race For Non-Lethal Technology,” Aviation Week & Space Technology, May 24, 1993, p. 61; and William M. Arkin, “'Sci-Fi' Weapons Going To War,” Los Angeles Times, Dec. 8, 2002 , p. M1. An undisclosed portion of the 282 Tomahawk sea-launched cruise missiles fired into Iraq during the Gulf War carried spools of carbon-fiber that short-circuited Iraqi electrical facilities.  Source: David C. Morrison, “War Without Death?,” National Journal, Nov. 7, 1992. High-power microwave (HPM) warheads have been under development in classified programs in the USA for a number of years.  They can operate by converting the energy released from a conventional explosive into radio-frequency energy, which then causes disruption of electronic systems which are not hardened against them.

[v] Report of the Defense Science Board Task Force on Military Operations in Built-Up Areas (MOBA), November 1994, Office of the Under Secretary of Defense For Acquisition and Technology, p. 33.

[vi] Col. John L. Barry, LTC Michael W. Everett, Lt. Col Allen G. Peck, Non-Lethal Military Means: New Leverage for a New Era, Policy Analysis Paper 94-01, National Security Program, John F. Kennedy School of Government, Harvard University, 1994, pp. 15-16.

[vii] Ibid.

[viii] Severin Carrell, “Use of CS gas in Gulf is illegal, says Red Cross,” Independent, March 9, 2003.

[ix] Geoffrey Lean and Severin Carrell, “US prepares to use toxic gases in Iraq,” The Independent, March 2, 2003, http://news.independent.co.uk/world/americas/story.jsp?story=383006.

[x] By David McGlinchey, “Rumsfeld Says Pentagon Wants Use of Non-Lethal Gas,” Global Security Newswire, Feb. 6, 2003, http://www.nti.org/d_newswire/issues/thisweek/2003_2_6_chmw.html. Rumsfeld’s support for chemical agents might be explained by the fact that from 1977 to 1985, Rumsfeld was the President and CEO of Earle Pharmaceuticals. After Rumsfeld's tenure, Earle was bought by Monsanto, which itself was subsequently taken over by Pharmacia. Pharmacia kept Earle when it spun-off Monsanto's agricultural division as 'new' public company.

[xi] Andorra deposited its instrument of accession to the CWC on 27 February 2003 with the United Nations Secretary General. It will become the 151th State Party on 29 March 2003, 30 days after it has deposited its instrument of ratification. Source: http://www.opcw.org/html/db/members_frameset.html.

[xii] Bill Messer,  The Pentagon's 'Non-Lethal' Gas: Calmatives--chemical weapons made to evade chemical weapons treaties,” Nation, February 17, 2003, p. 19.

[xiii] Bill Messer,  The Pentagon's 'Non-Lethal' Gas: Calmatives--chemical weapons made to evade chemical weapons treaties,” Nation, February 17, 2003, p. 19.

[xiv] Alastair Hay, “Out Of The Straitjacket,” London Guardian, March 12, 2003.

[xv] For detail see The Moscow Theater Hostage Crisis: Incapacitants and Chemical Warfare, by the Chemical and Biological Weapons Nonproliferation Program, Center for Nonproliferation Studies, Monterey Institute of International Studies, http://cns.miis.edu/pubs/week/02110b.htm.

[xvi] Lynn Klotz, Martin Furmanski, and Mark Wheelis, Beware the Siren’s Song: Why “Non-Lethal” Incapacitating Chemical Agents are Lethal, March 2003, http://www.fas.org/bwc/non-lethal.htm.

[xvii]  Non-Lethal Chemical and Biological Weapons, Federation of American Scientists Working Group on Biological Weapons, November 2002, http://www.fas.org/bwc/papers/non-lethalCBW.pdf.

[xviii] Stephen Fidler, “Suicide terror revives quest for a safer gas,” Financial Times, December 4, 2002.

[xix] Military Urged on Non-Lethal Weapons, November 5, 2002, http://abcnews.go.com/wire/Politics/ap20021105_485.html; and William J. Broad, “Report Urges US to Increase Its Efforts on Non-Lethal Weapons,” New York Times,  November 6, 2002.

[xx] An Assessment of Non-Lethal Weapons Science and Technology, Committee for an Assessment of Non-Lethal Weapons Science and Technology, Naval Studies Board, Division on Engineering and Physical Sciences, National Research Council of the National Academies, (Pre-Publication Copy), p. 2-37.

[xxi] Ibid, p. 239.

[xxii] Klotz, Furmanski, and Wheelis, pp. 7-8.

[xxiii] * The safety of a drug is commonly expressed as its therapeutic Index (TI), which is the ratio of drug concentration causing 50% fatalities to the concentration causing the desired effect in 50% of cases.  For an incapacitating agent, a TI of 1000 means it will take 1000 times more drug to kill 50% of victims than to incapacitate 50%.  Most anesthetics have TIs well below 100.

[xxiv] Chemical Incapacitating Weapons Are Not Non-Lethal, Federation of American Scientists Working Group on Biological Weapons Position Paper, January 2003.

[xxv] The Threat of Chemical Incapacitating Agents, Federation of American Scientists Working Group on Biological & Chemical Weapons Position Paper, March 2003.

[xxvi] Gavin Cameron, Jason Pate, Diana McCauley, & Lindsay DeFazio, “1999 WMD Terrorism Chronology: Incidents Involving Sub-National Actors and Chemical, Biological, Radiological, and Nuclear Materials,” The Nonproliferation Review, Summer 2000, Volume 7 · Number 2.

 [xxvii] David Ruppe, “US Military Studying Non-Lethal Chemicals,” Global Security Newswire, Nov. 4, 2002,  http://www.nti.org/d_newswire/issues/newswires/2002_11_4.html#1.


David Isenberg is Senior Analyst in BASIC's Washington office.  He has a wide background in arms control and national security issues, and brings with him close to 20 years experience in this field, including three years as a member of DynMeridian's Arms Control & Threat Reduction Division, and nine years as Senior Analyst at the Center for Defense Information.

  
Email: disenberg@basicint.org

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