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NATO

News from the 1999 NATO Summit


No Leadership in NATO's Confused Concept

Minor Changes, Recognition of Alliance Limits

By recognizing the primacy of the UN and limits to its geographical reach, NATO's new Strategic Concept shows that the Allies have begun to learn the lessons of the mishandling of the Kosovo crisis and reasserted the Alliance's traditional relationship to the UN enshrined in the NATO Treaty.

At the same time, the Alliance is continuing its military attacks against Milosevic and his military apparatus. On the other hand, despite NATO's claim to defend freedom, the Alliance was noticeably silent on NATO member Turkey's ongoing military action and forced resettlement of Kurds in SE Turkey. NATO has also initiated a program of military support for the authoritarian regime in Croatia, which has previously been refused assistance because of its undemocratic nature.

NATO began the process of updating the Concept, last revised in 1991, at its 1997 Summit in Madrid. The 1991 version was badly outdated. For example, it still included references to the Soviet Union. Last fall, Germany led a public debate on NATO's nuclear policy in the Concept. German Foreign Minister Joschka Fischer promoted the idea that NATO adopt a no first use policy for nuclear weapons. The United States adamantly opposed such a change, and attempted to prevent even debate on the issue. However, other countries, particularly Canada, soon joined Germany in calling for a debate on NATO's nuclear policies.

In its final version, over strong US opposition, the Concept's description of the circumstances in which NATO would use nuclear weapons was slightly changed. It now says that the circumstances in which NATO might have to consider using nuclear weapons are "extremely remote." Yet nuclear weapons are still considered the "supreme guarantee" of Alliance security, and are still fulfill an "essential role".

Because these changes were so modest, Germany demanded and got agreement to a study on nuclear policy. This study will also include the development by NATO of a new process for arms control, disarmament and non-proliferation, to replace the concept dating from 1989. Proposals for this study will be laid out in December.


NATO Allows Yugoslav Air Force to Bomb Kosovo Freely

24 April 1999

WASHINGTON, DC. 24 APRIL 1999 - NATO rules of engagement forbid NATO aircraft from attacking Yugoslav aircraft below 5,000 metres, according to press reports in the French and US media, confirmed by the French Ministry of Defense. NATO pilots may also engage Yugoslav planes if they threaten NATO forces. The exact engagement height limit varies, but is around 5000 metres.

According to the reports, on several occasions Yugoslav forces including planes and helicopters have been able to attack KLA positions or Kosovan villages, and NATO forces have been prevented from engaging them by the rules of engagement.

French Defense Ministry sources reportedly told journalists that NATO has restricted the activities of fighter aircraft to protection of NATO's own bombing forces. French newspaper Liberation and Air and Cosmos magazine have also reported that Mig-29s have been observed over Kosovo without being engaged on at least three occasions. These reports were sourced to NATO pilots and confirmed by the French Defense Ministry.

At the NATO Summit a spokesman for the British government was given the chance to deny these reports, but would not address the question.

"NATO says it wants to protect Kosovar Albanians, and yet it allows the Yugoslav airforce to attack them with impunity. This is a bizarre way to wage war or help the refugees", said Martin Butcher, a Senior Visiting Fellow with BASIC.


Will NATO Defend Montenegro?

24 April 1999

Albania, Macedonia, Bulgaria and Romania, have all received security guarantees from NATO in return for providing their territory and/or airspace for NATO operations. Montenegro is likely to become the next addition. Is NATO committing itself to defend most of the Balkan nations regardless of whether they are members of the Alliance or not?

"We will not tolerate threats by the Belgrade regime to the security of its neighbours. We will respond to such challenges by Belgrade to its neighbours resulting from the presence of NATO forces or their activities on their territory during the crisis. We reaffirm our support for the territorial integrity and sovereignty of all countries in the region. We reaffirm our strong support for the democratically elected government of Montenegro. Any move by Belgrade to undermine the government of President Djukanovic will have grave consequences", said the NATO statement on Kosovo, issued yesterday at the Alliance's Summit in Washington.

NATO's security guarantees are seen as being at the core of the advantages of becoming an Alliance member and the main reason why NATO enjoys substantial interest in membership from most of the Central and South-Eastern European countries.

"NATO makes no clear-cut distinction between the security guarantees given to Serbia's neighbors and those issued to the Alliances' members", says Otfried Nassauer, Director of the Berlin Information-center for Transatlantic Security. "The Alliance might have to live up to those guarantees to non-members. In these days this has a higher probability than NATO having to defend one of its members".

"Parliaments in Europe as well as the US-Congress will be very concerned about these de-facto guarantees", says Karel Koster, a Dutch security analyst working with the Project on European Nuclear Nonproliferation. "They did not agree to any NATO enlargement through the backdoor."

Indeed, even at the highest levels within NATO there seems to be some confusion about whether there is any difference between the guarantees given to member states and those issued to Belgrade's neighbours. Javier Solana, the NATO Secretary General said recently: "...of course the security guarantee will be exactly the same as the guarantee that the NATO countries do have, but the difference will be very slight. Any problem that those countries may have stemming from the presence of NATO troops on the ground will be taken with the utmost concern by the Alliance and therefore the response will be very strong and very rapid but of course, they are not members of NATO and article 5 would not apply to them but very close to that." (Transcript, Solana Briefing Following the NAC-Meeting April 12, 1999.)


Strategic Concept Unfinished

24 April 1999

As of Saturday morning, the update of the Strategic Concept - NATO's mission statement - is unfinished despite promises from a NATO official that it would be completed by Friday night. Government sources indicate that several issues - including the "mandate" question - are unresolved. One official said, with a bit of a twinkle, that, if it's not finished by 2PM today, "that would be quite a crisis, wouldn't it?"

The mandate question is a critical part of the "out of area" question, and revolves around whether NATO should require a UN mandate for out of area action. Highlighted by the controversy in Kosovo, the mandate question has been widely viewed as the most critical controversy in the Concept. The fact that several other issues also remain unresolved indicates that NATO is perhaps not as unified as it has repeatedly stated at this Summit.


NATO: No Plans to Change Strategy In Kosovo, but Forced to Act To Contain Conflict

23 April 1998

NATO leaders in Washington DC held an emergency Summit session on Kosovo Friday morning, but came up with no initiatives to end the war against former Yugoslavia. A "Statement on Kosovo" was issued following the meeting, but despite the evident lack of success in the bombing campaign for the last five weeks, NATO offered only more of the same. Furthermore, in a dramatic sign that NATO's failure in Serbia is destabilizing the region, NATO has been obliged to extend Article V-style security guarantees to all of Serbia's neighbors in an attempt to contain the conflict.

Beyond this, the Statement simply reaffirms the conditions previously laid out for an end to the bombing campaign. The one positive note on the peace process is the recognition of the important role that Russia could play in the United Nations to help bring about a settlement.

Speaking earlier at a press conference at the NATO summit in Washington this morning, NATO spokesperson Jamie Shea confirmed NATO's belief that there is "no need to change strategy" concerning the current air campaign in Kosovo. For NATO, the "winning strategy is the air campaign." Shea repeatedly stated that the current strategy is working and outlined three courses of action that NATO still needs to undertake: 1) increase NATO's capabilities to strike Kosovo 2) strike directly at the nerve centers of Slobodan Milosevic's regime; and, 3) strengthen the isolation of Milosevic in the world community, through, for example cutting off supplies of refined oil and through screening deliveries of humanitarian aid.

When asked if striking the "nerve centers of Milosevic's regime" would increase the likelihood of injuring or killing civilians, Shea responded, "We don't target civilians, we target the instruments of repression." NATO's recent direct strike on a Yugoslav television station was explained as a hit on Milosevic's instrument of war. However, Shea did not explain how the bombing campaign would eliminate Milosevic's primary instrument of war: the expulsion of ethnic Albanians from Kosovo. Furthermore, Shea reiterated that NATO is not targeting Milosevic himself, but his instruments of war.

Martin Butcher, Tanya Padberg, and Julie Smith


No NATO Decision on Ground Troops at Summit

22 April 1999

Speaking on background, a NATO official stated that no decision on ground troops will be taken at the NATO summit. The official confirmed that the issue would be discussed at the Summit, but that it is not even on the agenda of the heads of state meeting on Kosovo scheduled for Satuday morning.

"This is not going to be a summit to decide on the ground troops," said the NATO official.

The official also confirmed that the heads of state would task the NATO council with undertaking a study on nuclear policy. The study would look at "what we can to do to further reduce still further the dangers from nuclear weapons, even if we cannot eliminate them." This will include looking at what more NATO can do in the area of nuclear disarmament, confidence and security building measures, and verification.


Greek Defense Minister Accuses NATO over Kosovo Peace Plan Failure

Greek Defense Minister Akis Tsohatzopoulos told a conference in Washington, DC today that NATO bears some responsibility the lack of success in finding a political solution for the Kosovo war. The Minister said that NATO had failed to understand the difference between a political process and making ultimatums. The Minister also said that the search for a political solution to the crisis is not being pursued sufficiently.

Speaking at a conference Securing Peace in Europe, the Minister said, "I am afraid that through the overemphasis on the military threat, and the direct recourse to bombing, the result has been that the policy of military power seems to prevail without the parallel intensive and flexible attempt at a political solution. The initial attempt by Russia, as well as the second one by Germany were not sufficiently supported and the difference between a political process of solution and an inflexible ultimatum was not understood. The result was the strengthening not only of Belgrade's intransigence, but also the coming together of the Serbs around Milosevic's leadership, who chose to disregard the bombing, militarize Kosovo, and at the same time practice ethnic cleansing against the Albanian population of Kosovo."

Questioned about NATO bombing tactics the Minister added that there could only be a political, not a military solution in the province. He said that Greece has "... the position that, in the Kosovo problem, a political solution is necessary and a military solution is not possible."

The Minister also spoke on the need for a UN mandate for NATO out of area operations, saying that NATO should not act without the authority of the UN Security Council behind it. Minister Tsohatzopoulos said "NATO should incorporate the international legality, not replace it. It is therefore imperative that NATO's actions be based on UN principles and decisions. It is imperative that NATO's wider activities be based on a mandate by the Security Council."


German Peace Plan 'Still Alive,' Say Officials

German Embassy officers confirmed today that the German "peace plan," is still on the table for discussion among allies and in Moscow. Its "main aim," according to one, is to bring Russia into the process. Hence the idea of taking it up in the G-8 context. The plan has received support from the EU. However, the Russians remain "reluctant" or, at least, are still considering the basic conditions and, presumably, whether they feel confident about discussing them with Milosevic. The plan is meant to be a first step to be followed by the effort described in the "stability pact," introduced by the Germans and agreed in principle, at least, by the EU.

The plan, which the German diplomats insisted was a discussion paper, not a formal proposal, got a poor reception in the US because it was "misrepresented." Its ideas are "not unusual" and not much different from a number of other suggestions in circulation.

The diplomats did not know whether the plan itself would receive attention at the NATO Summit but said that ideas to resolve the Kosovo crisis are being intensively discussed every day. The ultimate fate of the plan, they thought, would depend on circumstances and, in the first instance on the Russians and, then, on Milosevic and his willingness to accept the basic conditions, e.g. cease-fire and withdrawal, international peace force, transitional administration, and so forth.

Comment: The Russians will hardly act in earnest unless they feel confident Milosevic is looking for an "out.". The plan could also apply if, as so far seems unlikely, Milosevic were gone and some other

Yugoslav representative came forward, but that also seems unlikely at this point. As a general prescription, the plan lays out a reasonable outline for resolution of the crisis once the time is right It asserts a UN role and calls for an "international peace force," as opposed to a NATO one, both of which may still be hard for the US to accept, but it generally outlines the kind of things that may have to be undertaken to deal with Kosovo no matter how the immediate crisis ends.

Jack Seymour


US Agrees to Limit Future NATO Interventions to the 'Periphery of NATO Territory'

NATO has agreed "in principle" to limit out of area missions, such as the current bombardment of Yugoslavia, to the "periphery of Europe", according to a letter released to the Dutch Parliament by Foreign Minister van Aartsen on 19 April.

The letter from Minister van Aartsen says that "Regarding the geographical reach of possible peace operations : these will in principle cover crisis management operations in the periphery of NATO territory. Not a single NATO ally, including the US, is arguing for a NATO role as 'worldwide policeman'. There is a basic agreement on the formulation that crisis management operations can in principle take place wherever 'the security of the Euro-Atlantic area ' is at issue."*

The debate within NATO on the NATO's reach has been one of the most controversial in the process of agreeing the new Strategic Concept. The US has been pressing for the Alliance to become, as US Secretary of State Madeleine Allbright said last year "a force for peace from the Middle East to Central Africa". Most European NATO nations have been opposed to extending the Alliance's remit out of Europe.

Unofficial translation of excerpts from Minister van Aartsen's letter on all aspects of the NATO Strategic Concept

Dutch Parliament Resolution, proposed 21 April 1999


NATO to Agree Additional Summit Documents

According to diplomatic sources further information has become clear about NATO's summit decisions. In addition to the original six documents planned for the summit there will be additional documents on NATO-Russian relations, the Balkans and Kosovo.

The Strategic Concept is close to agreement. The out of area issue appears to be resolved by agreeing a geographical limit to NATO's area of interest and a compromise of language in referring to the UN.

On NATO enlargement, there is expected to be the announcement of an orderly queue, first in line being Slovenia and Romania, a second group of the Baltics and a third tier of Balkan states.

Dan Plesch


US-Russian Relations in 'Dangerous Crisis' Due to Kosovo Conflict

In a chilling assessment of the "U-Turn" in US-Russian relations, Duma defense committee deputy chairman Alexei Arbatov termed the downturn over Kosovo the most dangerous crisis in US-Russian relations since the days of Berlin and the Cuban missile crisis in the early sixties. Speaking to a group at the Atlantic Council on April 20, Arbatov blamed chiefly what the Russians see as a blunt, indiscriminate intervention against a small nation in violation of international norms, the UN Charter, the Helsinki Final Act, and the US-Russian Founding Act, which he said is now a dead letter. Arbatov said Russia could try to help mediate and end to the conflict but its diplomatic leverage is undermined by the bombing and by Western positions.

Arbatov acknowledged that a series of blunders on everyone's part has contributed to the current situation. Milosevic, while he had a right to respond to "an armed rebellion," did so with typical Serbian "savagery." Russia itself had blundered in Afghanistan and Chechnya. But the NATO bombing campaign was a "major blunder." in his view.

It was as though the CIS had decided to attack Turkey because of its treatment of the Kurds, according to Arbatov.. The NATO air campaign against Yugoslavia was "counterproductive in all respects: Besides its effect in strengthening Milosevic and provoking Serb resistance, the decision to launch NATO planes showed "outrageous disregard" for Russian interests. It also violated NATO promises to consult (and presumably in his view to consider) Russian concerns on European security questions. Moreover, the NATO attack against Yugoslavia teaches Russians that:

  • the weak do not count,
  • a "monopoly of power" provides incentive for arbitrary decisions in disregard of international law, and
  • the democratic nature of states is no guarantee against such violations.

Despite NATO denials, he claimed the bombing had worsened the humanitarian crisis. Many Albanians have fled because they fear the bombing as well as Serb repression, and about a 100,000 Serbs, largely unnoticed in the West, have fled Kosovo as well, Arbatov noted.

The effects on Russian politics and perceptions have been many and profound, Arbatov warned; NATO's action has caused in Russia:

  • revised thinking about national security--now the West is again seen as a major threat, and the south and east are viewed more as sources of possible support;
  • the sense of threat from the West now rivals concerns for internal political and economic weakness as a danger to Russia;
  • military strategy is again emphasizing the need for air defense and de-emphasizing talk of no first use;
  • START II is "dead;"
  • Russian cooperation with NATO is "frozen;"
  • ditto cooperation on nonproliferation;
  • anti-American sentiment is now "genuine," which it never was during the Cold War;
  • there is enormous and growing pressure to help Russia's "Serbian brothers" -- volunteers are already going to Serbia, there is talk of providing arms to Serbia, and the Duma has just voted overwhelmingly to approve Serbia's incorporation in the alliance with Belarus;
  • the positions of the communists and the militant nationalists in Russia have been strengthened and those of the democratic, reformist parties undermined, just as new elections are approaching;
  • many young people are turning to the ideals of Russian nationalism and links with Serbia and against the West--this will be for the long-term, Arbatov thought.

Arbatov claimed that the support for Serbia was real. As the spheres of influence between the West and Russia are not so clearly defined as during the crisis days of the Cold War, Serbia apprears as the "last line" of the defense of Russian interests. Russia's current economic and political weakness exacerbates these feelings, he continued, suggesting that the pressure to stand up to the Western threat is all the greater.

As the bombing continues, all these pressures mount, Arbatov insisted. He said Russia had three choices. The first is to intervene actively which it could do, among other things, by helping to arm the Serbs with conveys escorted by Russian naval vessels, thus putting on NATO the onus of "starting a Third World War." Second would be to remain passive, applying diplomatic pressure where it could, but Arbatov implied that this would become politically untenable if the NATO attacks continue and, especially, if a ground assault were launched. Finally, Russia could try to mediate, which Arbatov seemed to believe was the best couse.

Russia's diplomatic leverage was undermined by the continued bombing, however. Arbatov argued that Russia could only play an effective diplomatic role if the bombing stops, NATO ceases talk about arming the KLA, and the notion of secession of Kosovo were removed from the table.

Arbatov's was at turns stern, heartfelt, and emotional. Observing that he had devoted his life to managing or improving US-Russian relations, Arbatov emphasized that he had a stake in that. He spoke honestly and directly as a "friend," he said, but he was insistent and adamant about what he described.

Jack Seymour


NATO Officials Unlikely to Finish Strategic Concept Before Saturday Summit, Out of Area Missions Major Obstacle

WASHINGTON DC, APRIL 20. A reliable US government source confirmed to BASIC this afternoon that the NATO Strategic Concept document likely will not be completed in Brussels. Officials there have only one more negotiating day before decamping for Washington. Asked what issues are holding it up, the source replied only that it is the "usual concerns," the same line that the source stuck to when questioned last week. Handling the out-of-area question is one and cost implications of force modernization another, the source conceded grudgingly, adding that there is an expectation that there would be agreement on a document but not until perhaps Saturday morning.

US Secretary of State Madeleine Allbright told a Washington Press Conference earlier in the day that the question of out of area operations with or without UN mandate was the chief obstacle in approving documents for the Summit.

NB. Some European nations have been insisting that NATO documents should refer to the Euro-Atlantic area, a geographical limitation. The US wishes no such limitation to be included in any documentation.

Jack Seymour


US Diplomats Prepare Kosovo Package for NATO Summit

BASIC has learned that US diplomats are preparing a three-point statement on Kosovo to be approved by the NATO Summit this weekend. At the time of writing, this document had not yet been circulated to other NATO nations, although they were aware that the statement was being prepared.

The statement will address Kosovo in the context of wider security in South-East Europe, and in economic as well as military terms.

The first point will be an elaboration for the public of the reasons behind the war on Yugoslavia, and the necessity of the intervention in Kosovo.

The second point will address the need for long term security in the Balkans, examining the military and economic contribution to the problems of the region. These different areas of security will be addressed using the US State Department's 'Triple Crown' concept for Europe's institutions. Under this concept NATO deals with military security, the European Union (EU) with economic security and the Organization for Security and Cooperation in Europe (OSCE) with civil society initiatives, conflict prevention and post-conflict reconciliation.

In the case of Kosovo there would be a NATO-led international security force, with Russian participation. The EU would pay for and manage reconstruction and the economic integration of the region as a whole into Europe. The EU has already proposed a South East Europe Stability Pact for integration of the region and eventual EU membership for countries there. The OSCE would set up civil administrations, oversee elections and contribute to civil reconstruction of Kosovo.

The third point of the document will be a Vision Statement for South-East Europe. At the time of writing, no details were available about this part of the proposal.

Martin Butcher


NATO Strategy Fails Test in Kosovo
Even Before its Adoption

NATO is set to unveil a new Strategic Concept at the Summit, which begins in Washington DC on April 23. The Concept, last updated in 1991, sets out the aims of the Alliance and ways it will achieve those aims. The major change, promoted heavily by the US Administration, will see NATO preparing for military missions beyond its borders without receiving authority from the United Nations. Alliance leaders have argued this is necessary as the UN acts too slowly, or if blocked by Russia and China, not at all.

However, before the Concept is even approved, NATO is failing the test in Kosovo. NATO began bombing four weeks ago to force Serb leader Milosevic to allow an international force into Kosovo, granting autonomy to the majority Albanian province. UN Security Council approval was could not be obtained, but NATO began its action anyway.

Now the war has seen a humanitarian drama in the province become a catastrophe. Yugoslav soldiers have expelled three-quarters of all ethnic Albanians from the province and destroyed many towns. NATO has bombed much of Yugoslavia's infrastructure, with no sign that Milosevic will back down. Indeed Serb soldiers are digging in ready to resist any NATO ground force which may attack.

Incredibly, NATO had no Plan B. No ideas for how to bring about a political solution if Milosevic doesn't surrender, no idea how to actually win the war. Even worse, they had no plans for dealing with hundreds of thousands of refugees. NATO leaders have assured the world that all they need is a free hand, and Europe's security problems can be resolved. Now with a war in progress and Russia alienated from the West, that is exposed as a hollow boast.

The strategy discussions at NATO are now bogged down. Some nations would like to see the new documents postponed. Others are happy to have them watered down. The strategy itself will be a compromise, containing much unspecific language that gives no direction, but equally offends no-one either. Similarly, other aspects of the new Strategy are lacking. NATO has no plans to support a professional civilian force that could intervene early before a conflict degenerates into a shooting war, nor political conflict prevention tools to support such a force.

NATO plans to continue its expensive and irrelevant nuclear policies, unchanged since the days of the Soviet Union. Calls for reduced reliance on nuclear weapons, and further moves to arms control and disarmament in line with NATO members' international treaty obligations have been ignored.

Another US backed policy, the Defense Capabilities Initiative, is opposed by many European NATO members. The DCI would see European nations upgrading their military equipment to US high-tech standards, entailing a vast increase in defense budgets and a primarily 'Buy American' procurement strategy. European nations resist this initiative for three main reasons. It is unnecessary in a world where NATO is militarily far superior to any potential enemy without equipment upgrades. The reliance on US technology the policy would bring would undermine Europe's own high-tech industries. Finally, the defense budget increases are simply not politically feasible at present.

Martin Butcher

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