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Transatlantic Security

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Small Arms

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Small arms and light weapons (SALW) fuel conflict and enable terrorism, threaten human rights and impede development and the provision of humanitarian aid. The Small Arms Survey (2005) estimates direct conflict deaths in 2003 ranged from 80,000 to 108,000 people and small arms and light weapons were responsible for between 60-80% of those direct conflict deaths. Despite the overwhelming impact of SALW, international organizations have found it difficult to agree on ways to control these weapons.

The Web pages on this section of BASIC's site are mostly archival, but they provide a sampling of international and regional organization involvement in SALW control after the Cold War. BASIC is narrowing much of its focus on SALW to Man-Portable Air-Defense Systems (MANPADS), including the examination of the terrorist threat from these weapons as well as the persistence of states in manufacturing and retaining these weapons.

Publications

EU | NATO | OAS | OSCE | UN

BASIC Publications and Materials

Brief Submission to the Biennial Meeting of States on Small Arms and Light Weapons, UN Conference in New York, 7-11 July 2003.

Licensed Production Overseas: Time for a New Control Initiative? Saferworld and BASIC Discussion Paper from roundtable meeting on EU and US Cooperation on arms export controls in a post 9/11 world, January 2003. (Posted Spring 2003.)

Man Portable Air Defense Systems (MANPADS) Saferworld and BASIC Discussion Paper from roundtable meeting on EU and US Cooperation on arms export controls in a post 9/11 world, January 2003. (Posted Spring 2003.)

Draft Secondary Legislation Consultation, (PDF), BASIC's response to the DTI's Consultation Document on the secondary legislation for the Export Control Act 2002. 30 April 2003

Deadly Rounds: Ammunition and Armed Conflict, Research Report 98.4, May 1998. This report discusses the link between ammunition and armed conflict, and explores ammunition production, trade routes, and the negative effects of ammunition supply on stability and security. Strategies for controlling ammunition address the legal and illicit trade of ammunition, and recommendations for future ammunition studies are offered. Executive Summary available in HTML format.

Eastern Europe's Arsenal on the Loose: Managing Light Weapons Flows to Conflict Zones BASIC Paper # 26, May 1998.

The Struggle Continues: Light Weapons Destruction in Mozambique BASIC Paper # 25, April 1998

Africa: The Challenge of Light Weapons Destruction During Peacekeeping Operation BASIC Paper # 23, December 1997.

Bridging the Gap: Light and Major Conventional Weapons in Recent Conflicts 18 March 1997. This paper, prepared by Natalie Goldring (with research assistance from Susannah Dyer, Joel Johnston, and Alexander Chloros) for the Annual Meeting of the International Studies Association, examines the roles of light and major conventional weapons in recent conflicts and stresses the importance of addressing the entire range used in such conflicts when formulating policy proposals.

Controlling Global Light Weapons Transfers: Working Toward Policy Options 20 April 1996, This paper, prepared by Natalie Goldring and Susannah Dyer for the Annual Meeting of the International Studies Association, outlines possible policy options for controlling light weapons transfers, and provides a preliminary analysis of which policies might best suit the local, regional and global dynamics at play in various scenarios where light weapons play a major role.

Light Weapons and International Security, New Delhi: British American Security Information Council and Institute for Defence Studies and Analyses, October 1995. This book contains the papers and research notes from the October 1995 Project on Light Weapons workshop in New Delhi, India. The conference was co-sponsored by BASIC and the American and Indian affiliates of the Pugwash Conferences on Science and World Affairs.

Removing Surplus Small Arms and Light Weapons from Russian Society: Lessons from Weapons Collection and Destruction Programmes in Other Countries and Regions Presentation by Ian Davis on Small Arms, 6-7 December 2001, Moscow.

Arms Brokering Seeking tighter regulation of arms brokering and shipping agents in the United States, the United Kingdom, the European Union, and globally.

Illicit Small Arms Trafficking Information on trafficking initiatives within the European Union, the Organization of American States, the Organization for Security in Europe, and the United Nations.

EU

The Arms Fixers: Controlling the Brokers and Shipping Agents, Research Report 99.3, November 1999. This report uncovers new details of arms brokering deals, implicating major actors taking advantage of current loopholes in UK and EU law. The authors highlight a number of key concerns that urgently need to be addressed, including weak legislation, poor enforcement mechanisms and lax financial controls/company regulation. Finally, the report makes substantive proposals for regulating the activities of arms brokering and shipping agent. Preface and Introduction available; entire report available on NISAT's website.

Controlling the gun-runners: Proposals for EU action to regulate arms brokering and shipping agents BASIC/Saferworld Briefing Paper, February 1999. This report, produced in conjunction with the Norwegian Initiative on Small Arms Transfers (NISAT) and Saferworld, highlights the lack of oversight and regulation of arms brokering and shipping arranged by EU residents. Recommendations for closing the systemic loopholes include establishing EU-wide agreement on which activities to control, monitoring agents and their activities, and striving to internationalize any EU control system.

Combating Illicit Light Weapons Trafficking: Developments and Opportunities, Research Report 98.1, January 1998.
This paper provides an overview of the illicit light weapons trade and evaluates several multilateral control initiatives already underway, most notably in the EU and OAS. The authors make a series of policy recommendations that stress the need for cooperative action, beginning with the summit of the G8 in May 1998. They go on to point out the danger of emphasizing illicit transfers to divert attention from the spread of light weapons through licit and "gray" market channels. Executive Summary available in HTML format. Entire report available only in PDF format.

NATO

NATO and Small Arms: From Words to Deeds, Research Report 2000.4, 6 October 2000. NATO currently is engaged in a process of developing new policies for arms control and disarmament, under a mandate given by the heads of state and government of the 19 member nations during the Alliance's April 1999 summit. This paper is aimed at fleshing out how NATO as a body, the individual allies and NATO's partner nations in Central and Eastern Europe can contribute to the growing international effort to stem the proliferation of small arms and light weapons.

OAS

Combating Illicit Light Weapons Trafficking: Developments and Opportunities, Research Report 98.1, January 1998.
This paper provides an overview of the illicit light weapons trade and evaluates several multilateral control initiatives already underway, most notably in the EU and OAS. The authors make a series of policy recommendations that stress the need for cooperative action, beginning with the summit of the G8 in May 1998. They go on to point out the danger of emphasizing illicit transfers to divert attention from the spread of light weapons through licit and "gray" market channels. Executive Summary available in HTML format. Entire report available only in PDF format.

Implementing and Deepening the OAS Agenda on Small Arms and Light Weapons Presentation by Ian Davis at the Inter-American Convention Against the Illicit Manufacturing of and Trafficking in Firearms, Ammunition, Explosives, and Other Related Materials, Consultative Committee, Third Regular Meeting, Washington, DC, 2 May 2002.

Breaking the Cycle of Violence: Light Weapons Destruction in Central America BASIC Paper # 24, December 1997.

OSCE

Small Arms and Light Weapons: An Issue for the OSCE?
A report of a workshop organized by the governments of Canada, Norway, the Netherlands and Switzerland in association with BASIC 9-10 November 1998 (available in print only).

UN

One Size Fits All?: Prospects for a Global Convention on Illicit Trafficking by 2000, Research Report 99.2, April 1999. The campaign to control small arms and light weapons has gone global. The current discussions on the UN Firearms Protocol, while groundbreaking, also run the risk of producing a document that falls short of human rights and humanitarian law standards. Political pressure is propelling the negotiations towards universalisation of the Inter-American Convention on Illicit Weapons Trafficking without adequately strengthening it for the global context.

UN Conference on the Illicit Trade in Small Arms and Light Weapons in All Its Aspects Resources for the United Nations' conference scheduled for 9-20 July 2001.

Submission to the UN on Illicit Trafficking, July 1999 (executive summary). Annex: Comparison of Measures to Combat Illicit Trafficking.

ECOSOC Resolution on Criminal Justice Reform and Strengthening of Legal Institutions: Measures to Regulate Firearms, April 1998

Draft United Nations International Study on Firearm Regulation, Commission on Crime Prevention and Criminal Justice, 25 April 1997

Additional Information

"Small Arms and Light Weapons, Comprehensive Introduction to the Issues: A background document," by the World Council of Churches, 2000

"Arms availability and the situation of civilians in armed conflict," by the International Committee of the Red Cross (ICRC), 1 June 1999

"Small Arms Control: An International Challenge," by Michael Mates. The North Atlantic Assembly Report AT-131-e, NATO Parliamentary Assembly, Committee Reports - Sub-committee on the Proliferation of Military Technology, 6 April 2000.

"General and Complete Disarmament: Assistance to States for curbing the illicit traffic in small arms and collecting them," Report of the Secretary-General. UNGA Document A/53/207, 31 July 1998.

"Report of the Panel of Governmental Experts on Small Arms," UNGA Document A/52/298, 27 August 1997

"UN General Assembly Resolution 52/38 General and Complete Disarmament, Section J (1997): Small Arms," 9 December 1997

For more information, see Weapons Trade links page

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