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Transatlantic Security

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Small Arms and Light Weapons

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Arms Brokering

More and more, it appears that arms that are entering regions of conflict and human-rights crisis zones are being transferred there by unscrupulous arms brokers who are taking advantage of a loophole that exists in most countries' export legislation. For example, while arms sales from the UK are subject to government scrutiny, transfers of weapons that never touch British soil, but are brokered by British citizens or residents, are not regulated by British law.

Arms brokering and shipping agents are companies or individuals who engage in any of the following activities:

  • buying and selling of arms;

  • mediation in, or facilitation of, arms transfers;

  • promotion or marketing of arms; and/or

  • transportation of arms.

In response to this growing problem, BASIC has been focusing considerable effort on getting tighter regulations of arms brokering and shipping agents put in to place in the United States, the United Kingdom, the European Union and internationally.

United Kingdom

BASIC's efforts in the UK have centered on the upcoming primary legislation on Strategic Export Controls. When the UK's Department of Trade and Industry released its White Paper on Strategic Export Controls in July 1998, BASIC responded with a submission emphasizing the need for arms brokers to be licensed and kept on a national register, and has been in dialogue with Ministers about the problems surrounding arms brokers.

Response to the Kingdom Department of Trade and Industry White Paper on Strategic Export Controls

European Union

In February 1999, BASIC, in conjunction with the Norwegian Initiative on Small Arms Transfers (NISAT) and Saferworld, published "Controlling the Gun-Runners." This publication has become a vital tool for NGOs all over Europe in their work towards brokering controls in their constituent countries. The German government has initiated work on EU-wide controls, and it is hoped that the EU, in its Annual Review of the EU Code of Conduct, will consider restructuring the Code to apply also to arms brokering and shipping agents.

US and EU to Tackle Small Arms Trade Together
Press Release, 17 December 1999.

Controlling the Gun-Runners: Proposals for EU action to regulate arms brokering and shipping agents February 1999

This publication laid the groundwork for a more comprehensive study of brokers that use the EU as a staging point for shipping weapons around the world. The Arms Fixers: Controlling the Brokers and Shipping Agents exposes the role of arms brokers and shipping agents in fuelling conflicts and human rights abuses around the world. It also highlights weak legislation and makes proposals for regulating brokering activities, particularly in the EU.

The Arms Fixers: Controlling the Brokers and Shipping Agents (preface and introduction), by Brian Wood and Johan Peleman.

International

In May 1999, Brian Wood, Senior Fellow at BASIC, was invited with several other experts to meet with the United Nations Department of Disarmament Affairs to discuss the feasibility of undertaking a study on restricting the manufacture and trade of small arms to manufacturers and dealers authorised by States. The report produced as a result of these discussions, importantly, recommends that the study should include arms brokers and transport agents. The UN Secretary General has decided to endorse the report and will include it in an official report to the General Assembly in August. It is likely to be endorsed by the General Assembly, and research for the study should begin next year.

UN Report on the feasibility of restricting the manufacture and trade of small arms to manufacturers and dealers authorized by States (A/54/160), 6 July 1999 (PDF format only)

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